Investment adviser · CRD 309234

NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC

NEW YORK, NY, United States · Form ADV filed Sep 1, 2021

Regulatory AUM
$25B
Form ADV · Item 5.F
Client accounts
106
Accounts, not individual clients
Employees
230
Reported in this filing
Advisory professionals
129
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles100$15,093,551,50860.3%
Insurance companiesFewer than 5$9,318,652,51037.3%
Other investment advisersFewer than 5$466,114,6351.9%
CharitiesFewer than 5$124,143,2120.5%
High-net-worth individualsFewer than 5$12,934,3900.1%
Filing source

Form ADV 1563147 · Sep 1, 2021 · Item 5.D

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

GOLDMAN SACHS & CO. LLC

Custodian · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

Private funds & service providers

81 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

GOLDPOINT MEZZANINE PARTNERS IV, LPPrivate Equity Fund · Master$1.36BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source
Fund ID
805-3446925783
Reported beneficial owners
50
Minimum commitment
$100K
Form D file number
021-247047

Form ADV 1563147 · Sep 1, 2021 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

GOLDPOINT PARTNERS CO-INVESTMENT VI, LPPrivate Equity Fund$852MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source
Fund ID
805-1771072615
Reported beneficial owners
63
Minimum commitment
$0
Form D file number
021-291352

Form ADV 1563147 · Sep 1, 2021 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

GOLDPOINT PARTNERS CO-INVESTMENT V, LPPrivate Equity Fund$529MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source
Fund ID
805-9667558626
Reported beneficial owners
31
Minimum commitment
$0
Form D file number
021-186954

Form ADV 1563147 · Sep 1, 2021 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

RIDGELAKE PARTNERS, LPPrivate Equity Fund$493MGross asset value
Search Form D filings →
Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP MCLEAN, Virginia, United States Other funds reporting this name →
Custodian SILICON VALLEY BANK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Marketer NYLIFE DISTRIBUTORS LLC JERSEY CITY, New Jersey, United States Related to adviser: Yes Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

NYLIFE DISTRIBUTORS LLC
CRD 35350 · SEC 8-46655

Fund details & source
Fund ID
805-5209709759
Reported beneficial owners
4
Minimum commitment
$1M

Form ADV 1563147 · Sep 1, 2021 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRIVATE ADVISORS HEDGED EQUITY MASTER FUND, LTDHedge Fund · Master$451MGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Fund administrator SS&C FINANCIAL SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP MCLEAN, Virginia, United States Other funds reporting this name →
Custodian ADM INVESTOR SERVICES, INC CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →
Custodian BNP PARIBAS BANK & TRUST CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No Other funds reporting this name →
Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

ADM INVESTOR SERVICES, INC
LEI I9O8MELCUVOTLJABOX92

BNP PARIBAS BANK & TRUST CAYMAN LIMITED
LEI 213800V3EY3231JUM249

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

BTIG, LLC
SEC 8-65473

Fund details & source
Fund ID
805-7732827835
Reported beneficial owners
49
Minimum commitment
$1M
Form D file number
021-129318
Form D file number
021-53697

Form ADV 1563147 · Sep 1, 2021 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRIVATE ADVISORS SMALL CO PRIVATE EQUITY FUND VIII, LPPrivate Equity Fund · Master$445MGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS MCLEAN, Virginia, United States Other funds reporting this name →
Custodian SILICON VALLEY BANK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-7014126952
Reported beneficial owners
50
Minimum commitment
$1M
Form D file number
021-315970
Form D file number
021-290384

Form ADV 1563147 · Sep 1, 2021 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MCF CLO IV LLCSecuritized Asset Fund$444MGross asset value
Search Form D filings →
Fund administrator WELLS FARGO BANK, NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No Other funds reporting this name →
Marketer WELLS FARGO SECURITIES LLC CHARLOTTE, North Carolina, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source
Fund ID
805-3140547769
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 1563147 · Sep 1, 2021 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1563147 · Sep 1, 2021 · Items 1 & 5

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$23.5B
Non-discretionary
$1.48B
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

    Compensation

    Percentage of assets · Fixed · Performance-based

    Principal office

    51 MADISON AVENUE
    NEW YORK, NY, 10010-1603, United States

    CRD 309234

    Filing source

    Form ADV 1563147 · Sep 1, 2021 · Items 1 & 5

    Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

    Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.