WELLS CAPITAL MANAGEMENT INC: Investment Adviser Form ADV Filing

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	186	$310,559,575,053	64.3%
Government entities	89	$40,745,743,227	8.4%
Insurance companies	173	$39,811,583,905	8.2%
Corporations & businesses	284	$25,729,518,551	5.3%
Pooled investment vehicles	172	$22,180,044,954	4.6%
Retirement plans	85	$20,126,398,297	4.2%
Charities	83	$12,676,703,669	2.6%
Sovereign wealth & foreign institutions	6	$7,016,909,756	1.5%
High-net-worth individuals	483	$3,072,870,011	0.6%
Individuals	1,788	$901,308,779	0.2%

Filing source

Form ADV 1557712 · Sep 28, 2021 · Item 5.D

Reported by WELLS CAPITAL MANAGEMENT INCORPORATED (CRD 104973).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

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GLOBAL TACTICAL ASSET ALLOCATION FUND, A SERIES OF 525 MARKET STREET FUND, LLCOther Private Fund$8.21MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Risk Allocator Growth Fund, a series of 525 Market Street Fund, LLC

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor KPMG LLP PHILADELPHIA, Pennsylvania, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer WELLS FARGO FUNDS DISTRIBUTOR, LLC SAN FRANCISCO, California, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716

Fund details & source

Fund ID: 805-9525528511
Reported beneficial owners: 2
Minimum commitment: $5M
Form D file number: 021-263466

Form ADV 1557712 · Sep 28, 2021 · Schedule D 7.B.(1)

Reported by WELLS CAPITAL MANAGEMENT INCORPORATED (CRD 104973).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

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Filing source

Form ADV 1557712 · Sep 28, 2021 · Items 1 & 5

Reported by WELLS CAPITAL MANAGEMENT INCORPORATED (CRD 104973).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $482B
Non-discretionary: $1B

Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

525 MARKET ST, 12TH FLOOR
SAN FRANCISCO, CA, 94105, United States

CRD 104973

Filing source

Form ADV 1557712 · Sep 28, 2021 · Items 1 & 5

Reported by WELLS CAPITAL MANAGEMENT INCORPORATED (CRD 104973).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.