AEGON ASSET MANAGEMENT US: Investment Adviser Form ADV Filing

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	24	$84,509,613,209	74.6%
Pooled investment vehicles	27	$13,610,016,690	12.0%
Investment companies	13	$12,110,702,785	10.7%
Retirement plans	6	$1,620,308,999	1.4%
Government entities	Fewer than 5	$508,154,042	0.4%
Other investment advisers	9	$423,762,836	0.4%
Corporations & businesses	Fewer than 5	$248,463,724	0.2%
Charities	Fewer than 5	$83,135,084	0.1%
Other clients	5	$52,134,593	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$41,686,480	0.0%

Filing source

Form ADV 1577395 · Jan 3, 2022 · Item 5.D

Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

16 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

AUIM CREDIT OPPORTUNITIES MASTER FUND, LTDHedge Fund · Master$3.09MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

AUIM Credit Opportunities Fund, LLC

Fund administrator STATE STREET CAYMAN TRUST COMPANY GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS CHICAGO, Illinois, United States Other funds reporting this name →

Custodian BNP PARIBAS SECURITIES CORP. CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Prime broker BNP PARIBAS SECURITIES CORP. CHICAGO, Illinois, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

BNP PARIBAS SECURITIES CORP.
SEC 8-32682 · LEI RCNB6OTYUAMMP879YW96

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

Fund details & source

Fund ID: 805-2644495007
Reported beneficial owners: 5
Minimum commitment: $1M
Form D file number: 021-298138

Form ADV 1577395 · Jan 3, 2022 · Schedule D 7.B.(1)

Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

AEGON AM FUNDS, LLC - AEGON HIGH YIELD FUNDOther Private Fund$22.7KGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Aegon High Yield Fund, a series of Aegon AM Funds, LLC

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS CHICAGO, Illinois, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

Fund details & source

Fund ID: 805-5073178866
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-294561

Form ADV 1577395 · Jan 3, 2022 · Schedule D 7.B.(1)

Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

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Filing source

Form ADV 1577395 · Jan 3, 2022 · Items 1 & 5

Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $113B
Non-discretionary: $165M

Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

6300 C STREET SW
CEDAR RAPIDS, IA, 52499-5338, United States

CRD 114537

Filing source

Form ADV 1577395 · Jan 3, 2022 · Items 1 & 5

Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.