Form D · Hedge Fund

AUIM Credit Opportunities Fund, LLC

Cedar Rapids, IA · CIK 0001678880

Offering snapshot reported Nov 6, 2019 · SEC filing

Reported sold
$16.7M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 27, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.33M$16.7MNov 6, 2017: $15,250,000.00Nov 6, 2017Nov 6, 2018: $16,150,000.00Nov 6, 2018Nov 6, 2019: $16,650,000.00Nov 6, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$16,150,000 → $16,650,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 6, 2019Amendment$16,650,000$500,000vs Nov 6, 20187SEC filing
Nov 6, 2018Amendment$16,150,000$900,000vs Nov 6, 20177SEC filing
Nov 6, 2017Initial$15,250,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-298138
No commissions have been paid to date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Blue Sand Securities LLC142976

Source: Form D, filed Nov 6, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.

Adviser links for this issuer

These links apply to the issuer record and have not been matched to the fundraising shown above.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Aegon Usa Investment Management, Llc Promoter
Russell Burt Executive
Rishi N. Goel Executive
Colin Mc Kay Executive
James Rich Executive
James K. Schaeffer, Jr. Executive
Joshua Schnurman Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6300 C Street Sw
Cedar Rapids, IA, 52499
Phone: 877-234-6862