| Company |
New Filing? |
Reported funding |
Incremental Cash |
Date |
New or Amended |
|
Paulson Capital Holding Company, LLC
(Investment Banking)
|
Yes |
$850,000 |
$850,000 |
2020-06-22 |
New Filing |
|
MDB financial trust
(Other Banking and Financial Services)
|
Yes |
Yet to Sell |
$0 |
2020-06-18 |
New Filing |
|
63-002295 Capital Trust
(Investment Banking)
|
No |
Yet to Sell |
$0 |
2020-06-17 |
Amended |
|
WHEELER LEGACY TRUST
(Investment Banking)
|
No |
Yet to Sell |
$0 |
2020-06-17 |
Amended |
|
Row Holdings, LLC
(Investment Banking)
|
Yes |
$500,000 |
$500,000 |
2020-06-12 |
New Filing |
|
WHEELER LEGACY TRUST
(Investment Banking)
|
Yes |
Yet to Sell |
$0 |
2020-06-12 |
New Filing |
|
63-002295 Capital Trust
(Investment Banking)
|
Yes |
Yet to Sell |
$0 |
2020-06-11 |
New Filing |
|
WHEELER LEGACY TRUST
(Investment Banking)
|
No |
Yet to Sell |
$0 |
2020-06-11 |
Amended |
|
63-002295 Capital Trust
(Investment Banking)
|
No |
Yet to Sell |
$0 |
2020-06-11 |
Amended |
|
Arundel, Inc.
(Investment Banking)
|
Yes |
Yet to Sell |
$0 |
2020-03-02 |
New Filing |
|
TIFFANY DIANE MURPHY TRUST
(Investment Banking)
|
Yes |
Yet to Sell |
Unknown |
2020-02-19 |
New Filing |
|
Pacific Growth Capital LLC
(Investment Banking)
|
Yes |
$25,000 |
$25,000 |
2020-02-05 |
New Filing |
|
Prairie Capital Holdings, Inc.
(Investment Banking)
|
Yes |
$849,995 |
$849,995 |
2020-02-04 |
New Filing |
|
NatAlliance Holdings, LLC
(Investment Banking)
|
Yes |
$3,950,000 |
$3,950,000 |
2020-01-13 |
New Filing |
|
MERGING TRAFFIC, INC
(Pooled Investment Fund)
|
No |
$2,782,540 |
$1,112,520 |
2020-01-06 |
Amended |
|
Manhattan Securities Group Ltd
(Investment Banking)
|
Yes |
$0 |
$0 |
2020-01-06 |
New Filing |
|
CANTOR FITZGERALD, L. P.
(Investment Banking)
|
No |
$1,131,542,880 |
$14,077,354 |
2019-12-05 |
Amended |
|
BMI Financial Group, Inc. /DE/
(Investment Banking)
|
Yes |
$34,990 |
$34,990 |
2019-11-27 |
New Filing |
|
LongSing Securities Group Ltd
(Investment Banking)
|
Yes |
Yet to Sell |
$0 |
2019-11-22 |
New Filing |
|
Sundelity Securities Ltd
(Investment Banking)
|
Yes |
Yet to Sell |
$0 |
2019-11-13 |
New Filing |
|
Translucent Portals Inc.
(Investment Banking)
|
Yes |
Yet to Sell |
$0 |
2019-11-12 |
New Filing |
|
Paulson Capital Holding Company, LLC
(Investment Banking)
|
Yes |
$1,225,000 |
$1,225,000 |
2019-11-05 |
New Filing |
|
DRS Holdings I, Inc.
(Investment Banking)
|
Yes |
Yet to Sell |
$0 |
2019-10-30 |
New Filing |
|
Vontobel Holding Ltd.
(Investment Banking)
|
Yes |
$2,688,105 |
$2,688,105 |
2019-08-27 |
New Filing |
|
Daiwa Securities Group Inc.
(Investment Banking)
|
No |
$75,377 |
$54,764 |
2019-07-17 |
Amended |
|
Livingston Group of Companies LLC
(Investment Banking)
|
Yes |
$400,000 |
$400,000 |
2019-07-12 |
New Filing |
|
Marsh, Berry & Company, Inc.
(Investment Banking)
|
Yes |
Yet to Sell |
$0 |
2019-06-27 |
New Filing |
|
COWEN INC.
(Investment Banking)
|
Yes |
$53,000,000 |
$53,000,000 |
2019-05-28 |
New Filing |
|
Amkor Green, LLC.
(Other Technology)
|
Yes |
Yet to Sell |
$0 |
2019-05-03 |
New Filing |
|
Amkor Green, LLC.
(Other Technology)
|
No |
Yet to Sell |
$0 |
2019-05-03 |
Amended |