Form D · Investment Banking
Exos TFP Holdings LLC
New York, NY · CIK 0001877521
Offering snapshot reported Oct 6, 2022 · SEC filing
- Reported sold
- $100K Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 26, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 6, 2022 | Initial | $100,000 | No comparison | 1 | SEC filing |
| Sep 23, 2022 | Initial | $9,999,984 | No comparison | 1 | SEC filing |
| Apr 18, 2022 | Amendment | $24,550,000 | $11,700,000vs Aug 17, 2021 | 17 | SEC filing |
| Aug 17, 2021 | Initial | $12,850,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-461023
The entities listed in Item 12 above are paid directly or indirectly commissions or similar sales compensation equal to 1.5% of the total offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Morgan Creek Capital Distributors, LLC | 154377 | |
| Symbridge Capital LLC | 307430 |
Source: Form D, filed Oct 6, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brady Dougan | Executive |
| Peter Early | Director |
| Philippe Hatstadt | Executive |
| Jason Hauf | Executive |
| John Kim | Director |
| Jill Ostergaard | Executive |
| Neil Radey | Executive |
| Neil Ramsey | Director |
| Matthew Scanlan | Director |
| Maral Sivzattan | Director |
| Maral Sivzattian | Director |
| Joe Squeri | Director |
| Mark Yusko | Director |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
1370 Broadway Suite 1450
New York, NY, 10018
Phone: 212 498 8942
New York, NY, 10018
Phone: 212 498 8942