Form D · Other Real Estate

Zero Coupon Pharmacy IV DST

Oak Brook, IL · CIK 0001603337

Offering snapshot reported Feb 19, 2015 · SEC filing

Reported sold
$9.92M
Offering amount: $9.92M
Investors reported
37
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Mar 19, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.96M$9.92MMar 27, 2014: $2,800,000.00Mar 27, 2014May 5, 2014: $3,075,000.00May 16, 2014: $3,418,682.00Jun 4, 2014: $3,843,682.00Jun 25, 2014: $4,099,164.00Jul 14, 2014: $4,566,564.00Aug 4, 2014: $4,809,097.00Sep 10, 2014: $9,298,750.00Oct 17, 2014: $9,893,750.00Feb 19, 2015: $9,921,950.00Feb 19, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,893,750 → $9,921,950
  • Reported investors35 → 37

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 19, 2015Amendment$9,921,950$28,200vs Oct 17, 201437SEC filing
Oct 17, 2014Amendment$9,893,750$595,000vs Sep 10, 201435SEC filing
Sep 10, 2014Amendment$9,298,750$4,489,653vs Aug 4, 201432SEC filing
Aug 4, 2014Amendment$4,809,097$242,533vs Jul 14, 201422SEC filing
Jul 14, 2014Amendment$4,566,564$467,400vs Jun 25, 201418SEC filing
Jun 25, 2014Amendment$4,099,164$255,482vs Jun 4, 201413SEC filing
Jun 4, 2014Amendment$3,843,682$425,000vs May 16, 201410SEC filing
May 16, 2014Amendment$3,418,682$343,682vs May 5, 20147SEC filing
May 5, 2014Amendment$3,075,000$275,000vs Mar 27, 20144SEC filing
Mar 27, 2014Initial$2,800,000No comparison3SEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$595K (estimated)
Finders' fees
$0
Form D file number
021-214394
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Lawrence R. Fioroni, Jr.1988099CliftonLarsonAllen Wealth Advisors, LLC · CRD 38357
Robert S. Smith1412333Concorde Investment Services, LLC · CRD 151604
Robert A. Horning2311640Centaurus Financial, Inc. · CRD 30833
Van E. Carlson4204780Titan Securities · CRD 131392
Joseph M. Insalaco2978175Triad Advisors, Inc. · CRD 25803
Rudi V. Siela1009645Proequities, Inc. · CRD 15708
Haynes L. Kendall, Jr.1274737Independent Financial Group, LLC · CRD 7717
Jeff D. Fisher4950246Independent Financial Group, LLC · CRD 7717
Mark G. Kosanke2317906Concorde Investment Services, LLC · CRD 151604
Norman G. Price2406981RP Capital LLC · CRD 134768
Jeffrey S. Cederberg4557771Primex · CRD 29394
Tracy R. Turner1385745Colorado Financial Service Corporation · CRD 104343
Donald S. Meredith1867703Concorde Investment Services, LLC · CRD 151604
Eric S. Scaff5281210Concorde Investment Services, LLC · CRD 151604
John P. Harvey, Jr.4227692Sandlapper Securities, LLC · CRD 137906
Michael R. Frager1230622Centaurus Financial, Inc. · CRD 30833
Michael T. Sisson2427694Centaurus Financial, Inc. · CRD 30833
Peter J. Kalmus1522531DFPG Investments, Inc. · CRD 155576
Joseph A. Nugent4019776Concorde Investment Services, LLC · CRD 151604
Thomas R. Opsahl1222683Concorde Investment Services, LLC · CRD 151604
Jonathan H. Pinnock1880929Commonwealth Financial Network · CRD 8032
Jared S. Horner3116441Commonwealth Financial Network · CRD 8032
Richard Zuvella5207826Sigma Financial Corporation · CRD 14303
Joral Schmalle4491484Sigma Financial Corporation · CRD 14303
Eric J. Schindler1439999Cetera Advisors LLC · CRD 10299
Inland Securities Corporation15807Inland Securities Corporation · CRD 15807

Source: Form D, filed Feb 19, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Capital Corporation Inland Private Promoter
Keith Lampi Executive
Pharmacy Iv, L.L.C. Zero Coupon Promoter
Pharmacy Exchange Iv, L.L.C. Zero Coupon Promoter

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
2901 Butterfield Road
Oak Brook, IL, 60523