Form D · Other Real Estate

Zero Coupon Pharmacy III DST

Oak Brook, IL · CIK 0001587853

Offering snapshot reported Oct 16, 2014 · SEC filing

Reported sold
$4.87M
Offering amount: $4.87M
Investors reported
54
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Oct 11, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.44M$4.87MOct 22, 2013: $77,138.00Oct 22, 2013Nov 15, 2013: $808,308.00Dec 24, 2013: $2,637,084.00Feb 5, 2014: $3,386,414.00Mar 10, 2014: $4,020,300.00May 21, 2014: $4,834,777.00Oct 16, 2014: $4,871,587.00Oct 16, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,834,777 → $4,871,587
  • Reported investors52 → 54

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 16, 2014Amendment$4,871,587$36,810vs May 21, 201454SEC filing
May 21, 2014Amendment$4,834,777$814,477vs Mar 10, 201452SEC filing
Mar 10, 2014Amendment$4,020,300$633,886vs Feb 5, 201439SEC filing
Feb 5, 2014Amendment$3,386,414$749,330vs Dec 24, 201332SEC filing
Dec 24, 2013Amendment$2,637,084$1,828,776vs Nov 15, 201322SEC filing
Nov 15, 2013Amendment$808,308$731,170vs Oct 22, 20137SEC filing
Oct 22, 2013Initial$77,138No comparison1SEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$292K (estimated)
Finders' fees
$0
Form D file number
021-205027
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Eric S. Scaff5281210Concorde Investment Services, LLC · CRD 151604
Robert S. Smith1412333Concorde Investment Services, LLC · CRD 151604
John S. Weiss1097536Crown Capital Securities, L.P. · CRD 6312
Robert R. Tweed2339324Concorde Investment Services, LLC · CRD 151604
Rocco A. Cortese4681807Concorde Investment Services, LLC · CRD 151604
Robert A. Cannon2765289Centaurus Financial, Inc. · CRD 30833
Warren J. Thomas2299254Sandlapper Securities, LLC · CRD 137906
Robert N. DeKlotz, Sr.64273Crown Capital Securities, L.P. · CRD 6312
Barry W. LeMay306332Concorde Investment Services, LLC · CRD 151604
Robyn H. Lee2846656Independent Financial Group, LLC · CRD 7717
Samuel J. Angelo, Jr.11265351st Global Capital Corp. · CRD 30349
John W. Goff1919761Investacorp, Inc. · CRD 7684
Peter D. Fisher1259923Investacorp, Inc. · CRD 7684
Dwight K. Kay5376903Concorde Investment Services, LLC · CRD 151604
Martin H. McFarlin2838151Kalos Capital, Inc. · CRD 44337
Patrick R. Conway1337831Investacorp, Inc. · CRD 7684
Kathleen C. Bennett46667551st Global Capital Corp. · CRD 30349
Inland Securities Corporation15807Inland Securities Corporation · CRD 15807
Troy Thomas4691720McDermott Investment Services, LLC · CRD 154926
Christopher T. Miller4044818Sandlapper Securities, LLC · CRD 137906
Christina S. Nielson4866971Primex · CRD 29394
John H. Cadwell2862886Independent Financial Group, LLC · CRD 7717
Tracy R. Turner1385745Colorado Financial Service Corporation · CRD 104343
Gerald E. Shaw, Jr.1305370Summit Brokerage Services, Inc. · CRD 34643
Leslie C. Gosule42796061st Global Capital Corp. · CRD 30349
Stacey J. Morimoto4420782DFPG Investments, Inc. · CRD 155576
Jason B. Vanclef5096529VFG Securities, Inc. · CRD 15121
William S. Sheehan2328614DFPG Investments, Inc. · CRD 155576
Humberto Chinchilla5412584Sandlapper Securities, LLC · CRD 137906
Robert A. Horning2311640Centaurus Financial, Inc. · CRD 30833
Roger T. Tadsen1053510Northland Securities, Inc. · CRD 40258
John G. Chess4812430Investacorp, Inc. · CRD 7684
James K. Johnston1689783Arete Wealth Management, LLC · CRD 44856
Peter A. Finnegan1336798Phalanx Trading, LLC · CRD 146993

Source: Form D, filed Oct 16, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Capital Corporation Inland Private Promoter
Pharmacy Iii, L.L.C. Zero Coupon Promoter
Pharmacy Iii Exchange, L.L.C. Zero Coupon Promoter

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
2901 Butterfield Road
Oak Brook, IL, 60523