Form D · Other Investment Fund

ZEPHYR LATIN AMERICAN FUND LP

New York, NY · CIK 0001031312

Offering snapshot reported Mar 9, 2015 · SEC filing

Reported sold: $30.4M
Investors reported: 58
Minimum accepted: $100K
First sale: Feb 1, 1997

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 9, 2015	Amendment	$30,412,500	$0vs Mar 10, 2014	58	SEC filing
Mar 10, 2014	Amendment	$30,412,500	$0vs Mar 8, 2013	58	SEC filing
Mar 8, 2013	Amendment	$30,412,500	$150,000vs Mar 28, 2012	58	SEC filing
Mar 28, 2012	Amendment	$30,262,500	$0vs Mar 8, 2011	58	SEC filing
Mar 8, 2011	Amendment	$30,262,500	$100,000vs Mar 16, 2010	58	SEC filing
Mar 16, 2010	Amendment	$30,162,500	$0vs Apr 27, 2009	57	SEC filing
Apr 27, 2009	Amendment	$30,162,500	No comparison	Not reported	SEC filing
Apr 27, 2009	Initial	$30,162,500	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-130502

Source: Form D, filed Mar 9, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ZEPHYR LATIN AMERICAN FUND, LP

Investment adviser: ZEPHYR MANAGEMENT, L.P.

Gross asset value: $5.97M
Beneficial owners: 16
ADV minimum commitment: $100K

Reported in Form ADV on Mar 25, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MITSUBISHI UFJ FUND SERVICES HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 889453 · Mar 25, 2015 · Schedule D 7.B.(1), fund 805-9994746331

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Zephyr Management, L.P.	Promoter
N/A Zla, Llc	Director
N/A Zta Llc	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Zephyr Management, L.P. 320 Park Avenue, 28 Th Floor
New York, NY, 10022