Form D · Other Energy

ZBB ENERGY CORP

Menomonee Falls, WI · CIK 0001140310

Offering snapshot reported Oct 11, 2013 · SEC filing

Reported sold
$6M
Offering amount: $6M
Investors reported
13
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Sep 27, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 11, 2013Initial$6,000,000No comparison13SEC filing
Mar 30, 2010Initial$280,000No comparison9SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$62.5K
Finders' fees
$0
Form D file number
021-204425

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
National Securities Corporation7569
MDB Capital Group LLC42677

Source: Form D, filed Oct 11, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard A. Abdoo Director
Eric A. Apfelbach Director, Executive
Manfred E. Birnbaum Director
Kevin A. Dennis Executive
William C. Hogoboom Executive
Paul F. Koeppe Director
William Mundell Director
Daniel A. Nordloh Executive
James H. Ozanne Director
Richard A. Payne Director
Jeffrey A. Reichard Executive
Scott W Scampini Executive
Anthony J. Siebert Executive
Charles W. Stankiewicz Director, Executive

Issuer details

Industry: Other Energy (See others in industry)

Address:
N93 W14475 Whittaker Way
Menomonee Falls, WI, 53051