Form D · Hedge Fund

ZAZOVE OFFSHORE HIGH YIELD CONVERTIBLE FUND LTD

Grand Cayman, E9 · CIK 0001263405

Offering snapshot reported Mar 11, 2013 · SEC filing

Reported sold
$46.3M
Indefinite offering
Investors reported
20
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jul 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$42M$84MMar 12, 2009: $84,007,711.00Mar 12, 2009Mar 8, 2010: $45,830,702.00Mar 8, 2010Mar 8, 2011: $45,950,397.00Mar 8, 2011Mar 9, 2012: $46,250,397.00Mar 9, 2012Mar 11, 2013: $46,250,396.00Mar 11, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$46,250,397 → $46,250,396

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 11, 2013Amendment$46,250,396-$1vs Mar 9, 201220SEC filing
Mar 9, 2012Amendment$46,250,397$300,000vs Mar 8, 201120SEC filing
Mar 8, 2011Amendment$45,950,397$119,695vs Mar 8, 201020SEC filing
Mar 8, 2010Amendment$45,830,702-$38,177,009vs Mar 12, 200919SEC filing
Mar 12, 2009Amendment$84,007,711No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-58518

Source: Form D, filed Mar 11, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Karla Bodden Director
J. Dennis Hunter Director
J. Dennis Hunter Director
Steven M. Kleiman Director, Executive
Gene T. Pretti Executive
N/A Zazove Associates, L.L.C. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Credit Suisse Admin. Services Limited Grand Pavilion Com. Ctr, 802 W. Bay Road
Grand Cayman, E9, KY1-1104