Form D · Hedge Fund

ZAZOVE HIGH YIELD CONVERTIBLE SECURTIES FUND LP

Grand Cayman, E9 · CIK 0001097667

Offering snapshot reported Mar 15, 2022 · SEC filing

Reported sold
$195M
Indefinite offering
Investors reported
52
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Oct 1, 1999
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$97.4M$195MMar 12, 2009: $175,336,512.00Mar 12, 2009Mar 8, 2010: $192,681,990.00Mar 8, 2011: $193,481,685.00Mar 9, 2012: $194,056,685.00Mar 11, 2013: $194,856,685.00Mar 11, 2014: $194,856,685.00Mar 11, 2015: $194,856,685.00Mar 11, 2016: $194,856,685.00Mar 13, 2017: $194,856,685.00Mar 13, 2018: $194,856,685.00Mar 13, 2019: $194,856,685.00Mar 13, 2020: $194,856,685.00Mar 15, 2021: $194,856,685.00Mar 15, 2022: $194,856,685.00Mar 15, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 15, 2022Amendment$194,856,685$0vs Mar 15, 202152SEC filing
Mar 15, 2021Amendment$194,856,685$0vs Mar 13, 202052SEC filing
Mar 13, 2020Amendment$194,856,685$0vs Mar 13, 201952SEC filing
Mar 13, 2019Amendment$194,856,685$0vs Mar 13, 201852SEC filing
Mar 13, 2018Amendment$194,856,685$0vs Mar 13, 201752SEC filing
Mar 13, 2017Amendment$194,856,685$0vs Mar 11, 201652SEC filing
Mar 11, 2016Amendment$194,856,685$0vs Mar 11, 201552SEC filing
Mar 11, 2015Amendment$194,856,685$0vs Mar 11, 201452SEC filing
Mar 11, 2014Amendment$194,856,685$0vs Mar 11, 201352SEC filing
Mar 11, 2013Amendment$194,856,685$800,000vs Mar 9, 201252SEC filing
Mar 9, 2012Amendment$194,056,685$575,000vs Mar 8, 201150SEC filing
Mar 8, 2011Amendment$193,481,685$799,695vs Mar 8, 201048SEC filing
Mar 8, 2010Amendment$192,681,990$17,345,478vs Mar 12, 200947SEC filing
Mar 12, 2009Amendment$175,336,512No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-119015

Source: Form D, filed Mar 15, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ZAZOVE HIGH YIELD CONVERTIBLE SECURITIES FUND, L.P.

Investment adviser: ZAZOVE ASSOCIATES LLC

Gross asset value
$7.36M
Beneficial owners
9
ADV minimum commitment
$500K

Reported in Form ADV on Feb 16, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE CHICAGO, Illinois, United States
Custodian UMB BANK, NATIONAL ASSOCIATION KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DELOITTE & TOUCHE
PCAOB 34

UMB BANK, NATIONAL ASSOCIATION
LEI VNOO6EITDJ2YUEBMSZ83

Filing source

Form ADV 1594932 · Feb 16, 2022 · Schedule D 7.B.(1), fund 805-5986079556

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steven M. Kleiman Executive
Gene T. Pretti Executive
N/A Zazove Associates, L.L.C. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House, South Church Street
Grand Cayman, E9, KY1-1104