Form D · Other Investment Fund

ZAZOVE CONVERTIBLE SECURITIES FUND INC

Incline Village, NV · CIK 0001076322

Offering snapshot reported Mar 15, 2022 · SEC filing

Reported sold
$93M
Indefinite offering
Investors reported
313
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Feb 1, 1999
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$76.7M$153MMar 11, 2009: $153,301,978.00Mar 11, 2009Mar 11, 2010: $70,038,461.00Mar 11, 2011: $77,121,298.00Mar 12, 2012: $78,299,498.00Mar 11, 2013: $79,749,310.00Mar 11, 2014: $84,937,508.00Mar 11, 2015: $88,632,628.00Mar 11, 2016: $89,257,340.00Mar 13, 2017: $90,507,041.00Mar 13, 2018: $90,884,555.00Mar 13, 2019: $91,250,099.00Mar 13, 2020: $91,672,765.00Mar 15, 2021: $92,647,646.00Mar 15, 2022: $92,998,646.00Mar 15, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$92,647,646 → $92,998,646
  • Reported investors312 → 313

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 15, 2022Amendment$92,998,646$351,000vs Mar 15, 2021313SEC filing
Mar 15, 2021Amendment$92,647,646$974,881vs Mar 13, 2020312SEC filing
Mar 13, 2020Amendment$91,672,765$422,666vs Mar 13, 2019309SEC filing
Mar 13, 2019Amendment$91,250,099$365,544vs Mar 13, 2018309SEC filing
Mar 13, 2018Amendment$90,884,555$377,514vs Mar 13, 2017309SEC filing
Mar 13, 2017Amendment$90,507,041$1,249,701vs Mar 11, 2016309SEC filing
Mar 11, 2016Amendment$89,257,340$624,712vs Mar 11, 2015308SEC filing
Mar 11, 2015Amendment$88,632,628$3,695,120vs Mar 11, 2014308SEC filing
Mar 11, 2014Amendment$84,937,508$5,188,198vs Mar 11, 2013307SEC filing
Mar 11, 2013Amendment$79,749,310$1,449,812vs Mar 12, 2012305SEC filing
Mar 12, 2012Amendment$78,299,498$1,178,200vs Mar 11, 2011300SEC filing
Mar 11, 2011Amendment$77,121,298$7,082,837vs Mar 11, 2010298SEC filing
Mar 11, 2010Amendment$70,038,461-$83,263,517vs Mar 11, 2009294SEC filing
Mar 11, 2009Amendment$153,301,978No comparisonNot reportedSEC filing
Nov 20, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-111374

Source: Form D, filed Mar 15, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Andrew Goodwin Director
Andrew J. Goodwin Iii Director
Andrew J. Goodwin, Iii Director
Jack L. Hansen Director
Steven M. Kleiman Executive
Peter A. Lechman Director
Gene T. Pretti Director, Executive
N/A Zazove Associates, Llc Executive
N/A Zazove Associates, L.L.C. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1001 Tahoe Boulevard
Incline Village, NV, 89451