Form D · Hedge Fund

Zaxis Offshore Ltd

Willemstad, Curacao, P8 · CIK 0001320520

Offering snapshot reported Nov 24, 2014 · SEC filing

Reported sold: $512M
Investors reported: 17
Minimum accepted: $1M
First sale: Nov 1, 2001

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$462,238,980 → $512,238,980

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 24, 2014	Amendment	$512,238,980	$50,000,000vs Nov 26, 2013	17	SEC filing
Nov 26, 2013	Amendment	$462,238,980	$0vs Nov 30, 2012	17	SEC filing
Nov 30, 2012	Amendment	$462,238,980	$6,200,000vs Dec 9, 2011	17	SEC filing
Dec 9, 2011	Amendment	$456,038,980	$125,602,792vs Mar 11, 2011	17	SEC filing
Mar 11, 2011	Amendment	$330,436,188	$84,150,000vs Mar 18, 2010	14	SEC filing
Mar 18, 2010	Amendment	$246,286,188	$4,000,000vs Mar 6, 2009	12	SEC filing
Mar 6, 2009	Amendment	$242,286,188	No comparison	Not reported	SEC filing
Mar 10, 2005	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-74909

Redeemable Shares

Source: Form D, filed Nov 24, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ZAXIS OFFSHORE LIMITED

Investment adviser: APEX CAPITAL, LLC

Gross asset value: $659M
Beneficial owners: 7
ADV minimum commitment: $1M

Reported in Form ADV on Jul 3, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, CURACAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian CITCO BANKING CORPORATION NV WILLEMSTAD, CURACAO, Netherlands Antilles Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC BROOKLYN, New York, United States Related to adviser: No

Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC BROOKLYN, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 745206 · Jul 3, 2013 · Schedule D 7.B.(1), fund 805-7719929949

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Caledonia Directors Limited	Director
N/A Caledonian Directors Limited	Director
Paul Stevenson	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Citco Fund Services (Curacao) B.V. Kaya Flamboyan 9
Willemstad, Curacao, P8, 00000