Form D · Hedge Fund

ZAXIS INSTITUTIONAL OFFSHORE

Willemstad, Curacao, P8 · CIK 0001260534

Offering snapshot reported Jan 9, 2015 · SEC filing

Reported sold: $38.9M
Investors reported: 6
Minimum accepted: $1M
First sale: Aug 1, 2003

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Minimum accepted$5,000,000 → $1,000,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 9, 2015	Amendment	$38,875,000	$0vs Jan 10, 2014	6	SEC filing
Jan 10, 2014	Amendment	$38,875,000	$0vs Jan 10, 2013	6	SEC filing
Jan 10, 2013	Amendment	$38,875,000	$0vs Jan 17, 2012	6	SEC filing
Jan 17, 2012	Amendment	$38,875,000	$1,925,000vs Feb 2, 2011	6	SEC filing
Feb 2, 2011	Amendment	$36,950,000	$1,450,000vs Feb 11, 2010	4	SEC filing
Feb 11, 2010	Amendment	$35,500,000	$500,000vs Mar 6, 2009	2	SEC filing
Mar 6, 2009	Amendment	$35,000,000	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-57988

Redeemable Shares

Source: Form D, filed Jan 9, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ZAXIS INSTITUTIONAL OFFSHORE

Investment adviser: APEX CAPITAL, LLC

Gross asset value: $9.96M
Beneficial owners: 2
ADV minimum commitment: $1M

Reported in Form ADV on Jul 3, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, CURACAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian CITCO BANKING CORPORATION NV WILLEMSTAD, CURACAO, Netherlands Antilles Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC BROOKLYN, New York, United States Related to adviser: No

Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC BROOKLYN, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 745206 · Jul 3, 2013 · Schedule D 7.B.(1), fund 805-6859917877

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Caledonian Directors Limited	Director
Paul Stevenson	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Citco Fund Svcs (Curacao) B.V. Kaya Flamboyan 9
Willemstad, Curacao, P8, 00000