Form D · Insurance
ZALICO VARIABLE SERIES III SEPARATE ACCOUNT
Schaumburg, IL · CIK 0001167612
Offering snapshot reported May 21, 2025 · SEC filing
- Reported sold
- $2.73M Indefinite offering
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Sep 25, 1997 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors2 → 9
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 21, 2025 | Amendment | $2,730,664 | $0vs Apr 3, 2024 | 9 | SEC filing |
| Apr 3, 2024 | Amendment | $2,730,664 | $0vs Aug 23, 2023 | 2 | SEC filing |
| Aug 23, 2023 | Amendment | $2,730,664 | $50,000vs Sep 13, 2022 | 2 | SEC filing |
| Sep 13, 2022 | Amendment | $2,680,664 | $0vs Nov 8, 2021 | 2 | SEC filing |
| Nov 8, 2021 | Amendment | $2,680,664 | $50,000vs Oct 14, 2020 | 3 | SEC filing |
| Oct 14, 2020 | Amendment | $2,630,664 | $0vs Sep 17, 2019 | 3 | SEC filing |
| Sep 17, 2019 | Amendment | $2,630,664 | $8,800vs Oct 4, 2018 | 3 | SEC filing |
| Oct 4, 2018 | Amendment | $2,621,864 | $72,342vs Jul 31, 2017 | 4 | SEC filing |
| Jul 31, 2017 | Amendment | $2,549,522 | $0vs Nov 17, 2016 | 4 | SEC filing |
| Nov 17, 2016 | Amendment | $2,549,522 | $20,000vs May 20, 2014 | 3 | SEC filing |
| May 20, 2014 | Amendment | $2,529,522 | $15,000vs Apr 19, 2013 | 4 | SEC filing |
| May 20, 2014 | Amendment | $2,529,522 | $15,000vs Apr 19, 2013 | 4 | SEC filing |
| Apr 19, 2013 | Amendment | $2,514,522 | $7,000vs May 23, 2012 | 4 | SEC filing |
| May 23, 2012 | Amendment | $2,507,522 | $0vs Feb 16, 2011 | 4 | SEC filing |
| Feb 16, 2011 | Amendment | $2,507,522 | $10,000vs Mar 19, 2010 | 4 | SEC filing |
| Mar 19, 2010 | Initial | $2,497,522 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06c, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $103K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-139808
Interests in ZALICO Variable Series III Separate Account pursuant to Series IV survivorship variable life insurance policies
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Benefit Finance Securities | 45113 |
Source: Form D, filed May 21, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paige Adams | Director, Executive |
| Brian D. Anderson | Executive |
| Vinay Awati | Executive |
| Leeann Badgett | Executive |
| Lisa Baltazar | Executive |
| Stuart Berman | Director |
| James Bracken | Director |
| Diana Branciforte | Executive |
| Debra Broek | Director |
| Bob Burne | Director |
| Nicolas Burnet | Director |
| Kenneth Carroll | Director |
| Patrick Carty | Executive |
| Rosario Cecco | Executive |
| Eric Chandler | Executive |
| M. Douglas Close | Executive |
| Dawn Cummings Fritz | Director, Executive |
| David Dampman | Executive |
| Dave Dampman | Executive |
| Bob Daniel | Executive |
| Diane C. Davis | Executive |
| Mary Dening | Executive |
| Mary Lyn De Niro | Executive |
| Mary Denning | Executive |
| David Dietz | Director, Executive |
| Michael Di Stasi | Executive |
| Stefan Dunajewski | Executive |
| Eileen Ehlers | Executive |
| Cathy Ehrlich | Executive |
| Rita Falco | Executive |
| David Fike | Director |
| Dawn Fritz Cummings | Director |
| Ryan Gibbons | Executive |
| Robert Gibson | Executive |
| Richard Grilli | Executive |
| Cathy Hall | Executive |
| Mark Hargrove | Executive |
| Susan Harvish | Executive |
| Richard Hauser | Director, Executive |
| Susan Havrish | Executive |
| Judith Henderson | Executive |
| Peter Hirs | Director |
| Kevin T. Hogan | Director |
| Jeffrey Horton | Executive |
| Christopher Howard | Executive |
| Novian Junus | Executive |
| Richard Kearns | Director |
| Russell Kelso | Executive |
| Ira Kleinman | Director |
| Mark Knipfer | Director |
| Margaret Labno | Executive |
| Jane Larsen | Executive |
| Laura Lazarcyk | Director |
| Laura Lazarczyk | Director, Executive |
| Simon Lodge | Executive |
| David M. Lorenz | Executive |
| Kathy Malamis | Executive |
| Audrey Martin | Executive |
| Richard W. Mathes | Executive |
| Elizabeth Mc Inerney | Executive |
| Eoin Mc Namara | Executive |
| John Miskel | Executive |
| Christian Monaco | Executive |
| Jon Nagel | Executive |
| Paul Noftke | Director |
| Adam Page | Executive |
| Stacy Patacscil | Executive |
| John Patton | Executive |
| Barry S. Paul | Director, Executive |
| Tracy Peeples | Executive |
| Rick Persaud | Executive |
| Louis Pietrolugo | Director |
| Louis Pietroluongo | Director |
| Girish Rao | Executive |
| Farah Rehman | Executive |
| Ali Rifai | Executive |
| Dennis Roberts | Executive |
| Michael Rohwetter | Executive |
| Prithpal Ruprai | Executive |
| Art Sanders | Executive |
| Lauree Seko | Executive |
| Andrea Selvajara | Executive |
| Berman Stuart | Director |
| Stanislav Sukhorukov | Executive |
| Linda L. Swanson | Director |
| Oscar Tengtio | Executive |
| Juanita Thomas | Executive |
| Craig Toffolo | Executive |
| Matt Wolf | Executive |
| Angela Yochem | Director |
| Sherif Zakhary | Executive |
| Feng Zhao | Executive |
| Colleen Zitt | Director, Executive |
Issuer details
Industry: Insurance (See others in industry)
Address:
1299 Zurich Way
Schaumburg, IL, 60196
Schaumburg, IL, 60196