Form D · Other Technology
ZAF Energy Systems, Inc
Joplin, MO · CIK 0001550997
Offering snapshot reported Oct 23, 2019 · SEC filing
- Reported sold
- $12.4M Offering amount: $16M
- Investors reported
- 76 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 13, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$472,501 → $12,403,896
- Reported investors7 → 76
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 23, 2019 | Amendment | $12,403,896 | $11,931,395vs Nov 14, 2018 | 76 | SEC filing |
| Nov 14, 2018 | Initial | $472,501 | No comparison | 7 | SEC filing |
| Aug 13, 2018 | Amendment | $3,580,967 | $2,384,217vs Sep 6, 2017 | 141 | SEC filing |
| Aug 13, 2018 | Amendment | $3,215,000 | $1,255,000vs Feb 21, 2018 | 15 | SEC filing |
| Feb 21, 2018 | Amendment | $1,960,000 | $960,000vs Sep 6, 2017 | 6 | SEC filing |
| Dec 29, 2017 | Amendment | $5,012,291 | $103,750vs Jan 18, 2017 | 71 | SEC filing |
| Sep 6, 2017 | Amendment | $1,196,750 | $1,121,750vs Feb 16, 2017 | 42 | SEC filing |
| Sep 6, 2017 | Initial | $1,000,000 | No comparison | 3 | SEC filing |
| Feb 16, 2017 | Initial | $75,000 | No comparison | 2 | SEC filing |
| Jan 18, 2017 | Amendment | $4,908,541 | $1,513,041vs Jan 26, 2016 | 55 | SEC filing |
| Jan 26, 2016 | Amendment | $3,395,500 | $3,345,500vs Jan 31, 2014 | 41 | SEC filing |
| Jan 29, 2015 | Amendment | $2,190,000 | $2,140,000vs Jan 31, 2014 | 18 | SEC filing |
| Jan 31, 2014 | Amendment | $50,000 | No comparison | 1 | SEC filing |
| Dec 3, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Sep 12, 2013 | Amendment | $1,859,434 | $1,287,293vs May 30, 2012 | 45 | SEC filing |
| May 30, 2012 | Initial | $572,141 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-325716
Source: Form D, filed Oct 23, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffry R. Allen | Director |
| Ron Brost | Executive |
| Kristine M. Brost | Director, Executive |
| Raymond Brown | Director |
| Bill C. Burger | Director |
| Alan Campbell | Executive |
| David Feffer | Director, Executive |
| Jeff Hinder | Director |
| E. Pierce Marshall, Jr | Director |
| Randy A. Moore | Director, Executive |
| Saif Quazi | Director |
| Michael D. Van Horn | Director |
| Kevin Waldher | Executive |
| Adam Weisenstein | Executive |
| Craig Wilkins | Director, Executive, Promoter |
| David Wilkins | Director, Executive, Promoter |
| Howard F. Wilkins Ii | Promoter |
| Howard F. Wilkins Iii | Director |
| Howard F. Willkins Iii | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
8125 E. 26 Th Street
Joplin, MO, 64804
Joplin, MO, 64804