Form D · Oil and Gas
Yuma Companies, Inc.
Houston, TX · CIK 0001524071
Offering snapshot reported Aug 6, 2012 · SEC filing
- Reported sold
- $16M Offering amount: $25M
- Investors reported
- 83 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jul 26, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 6, 2012 | Initial | $15,995,000 | No comparison | 83 | SEC filing |
| Jul 7, 2011 | Initial | $13,630,000 | No comparison | 91 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.17M
- Finders' fees
- $0
- Form D file number
- 021-182264
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sanders Morris Harris, Inc. | 20580 | |
| The PrinceRidge Group LLC | 149758 |
Source: Form D, filed Aug 6, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sam Banks | Director, Executive |
| Michael Conlon | Executive |
| Ben T. Morris | Director |
| Kirk Sprunger | Executive |
| Richard W. Volk | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
1177 West Loop S. #1825
Houston, TX, 77027-9017
Houston, TX, 77027-9017