Form D · Retailing
Yoshitsu Co., Ltd
Tokyo, M0 · CIK 0001836242
Offering snapshot reported Feb 14, 2024 · SEC filing
- Reported sold
- $4M Offering amount: $4M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 30, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 14, 2024 | Initial | $4,000,000 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $300K
- Finders' fees
- $0
- Form D file number
- 021-505217
Includes American Depositary Shares representing ordinary shares to be issued upon exercise of warrants.
The Issuer entered into a placement agent agreement with Maxim Group LLC, which includes (i) a placement agent fee (7.5% of gross proceeds) (ii) the reimbursement of up to $50,000 for the reasonable and accounted fees and expenses.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Maxim Group LLC | 120708 |
Source: Form D, filed Feb 14, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Youichiro Haga | Executive |
| Mei Kanayama | Executive |
| Tetsuya Sato | Director |
| Yoji Takenaka | Director |
Issuer details
Industry: Retailing (See others in industry)
Address:
Harumi Building, 2 5 9 Kotobashi Sumida Ku
Tokyo, M0, 130-0022
Tokyo, M0, 130-0022