Form D · Hedge Fund

YORK TOTAL RETURN UNIT TRUST

George Town, Grand Cayman, E9 · CIK 0001460926

Offering snapshot reported Mar 23, 2020 · SEC filing

Reported sold: $808M
Investors reported: 61
Minimum accepted: $250K
First sale: Jun 1, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$806,220,897 → $807,722,937

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 23, 2020	Amendment	$807,722,937	$1,502,040vs Mar 21, 2016	61	SEC filing
Mar 21, 2019	Amendment	$807,722,937	$1,502,040vs Mar 21, 2016	61	SEC filing
Mar 21, 2018	Amendment	$807,569,937	$1,349,040vs Mar 21, 2016	61	SEC filing
Mar 21, 2017	Amendment	$806,499,397	$278,500vs Mar 21, 2016	61	SEC filing
Mar 21, 2016	Amendment	$806,220,897	$12,667,050vs Mar 19, 2015	61	SEC filing
Mar 19, 2015	Amendment	$793,553,847	$13,725,000vs Mar 19, 2014	56	SEC filing
Mar 19, 2014	Amendment	$779,828,847	$155,992,247vs Mar 19, 2013	53	SEC filing
Mar 19, 2013	Amendment	$623,836,600	$46,457,500vs Mar 18, 2011	50	SEC filing
Mar 19, 2012	Amendment	$607,429,100	$30,050,000vs Mar 18, 2011	45	SEC filing
Mar 18, 2011	Amendment	$577,379,100	$62,065,588vs Mar 18, 2010	36	SEC filing
Mar 18, 2010	Amendment	$515,313,512	No comparison	23	SEC filing
Mar 18, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $11.5M (estimated)
Finders' fees: $0
Form D file number: 021-129786

The information in this Item 13 and the other information in this Form D relating to sales are limited to the Issuer's exempt U.S. offering only, and does not include sales to non-U.S. persons.

The above includes amounts paid to recipients listed in Item 12 relating to sales to non-U.S. persons (as well as sales in the Issuer's exempt U.S. offering). All amounts are paid by the Manager out of fee income it receives from the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
iCapital Alternative Investments LLC	None
Credit Suisse Securities (USA) LLC	816
iCapital Securities, LLC	171061

Source: Form D, filed Mar 23, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

YORK TOTAL RETURN UNIT TRUST

Investment adviser: YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

Gross asset value: Not reported
Beneficial owners: Not reported
ADV minimum commitment: Not reported

Reported in Form ADV on Feb 12, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details

Annual audit: Not reported
Prime brokers: Not reported
Custodians: Not reported
Administrator other than the adviser: Not reported
External marketing: Not reported

Filing source

Form ADV 1939792 · Feb 12, 2025 · Schedule D 7.B.(1), fund 805-8582607638

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Royal Bank Of Canada Trust Company (Cayman) Limited	Director
N/A Smp Partners (Cayman) Limited	Director
N/A York Total Return Domestic Holdings, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Royal Bank House 3 Rd Floor, 24 Shedden Road
George Town, Grand Cayman, E9, KY1-1110