Form D · Private Equity Fund

York Special Opportunities Fund III-A, L.P.

New York, NY · CIK 0001762345

Offering snapshot reported Dec 19, 2019 · SEC filing

Reported sold
$687M
Indefinite offering
Investors reported
56
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 27, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 56

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 19, 2019Amendment$686,725,000No comparison56SEC filing
Dec 20, 2018InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-328632
Includes amounts in respect of issuer's parallel entities.
Sales Commissions represents an est. of the net sales commissions to be paid by the Issuer as a result of sales of interests in the Issuer and/or related entities. Such fees are 100% offset against the management fee.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Campbell Lutyens & Co. Ltd.133376

Source: Form D, filed Dec 19, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

YORK SPECIAL OPPORTUNITIES FUND III-A L.P.

Investment adviser: YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

Gross asset value
$309M
Beneficial owners
76
ADV minimum commitment
$5M

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP GRAND CAYMAN, Cayman Islands
Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer CAMPBELL LUTYENS & CO. INC. NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

BOFA SECURITIES, INC.
SEC 8-69787

J.P. MORGAN CLEARING CORP.
SEC 8-43724

CAMPBELL LUTYENS & CO. INC.
CRD 133376 · SEC 8-66720

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 2071779 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-9372721976

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Fosina Executive
Zalman Jacobs Executive
Joshua Ratner Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O York Special Opps. Fund Iii Gp, Llc 767 Fifth Avenue, 17 Th Floor
New York, NY, 10153