Form D · Hedge Fund

York Global Value SP, a Segregated Portfolio of LGMA SPC

Grand Cayman, E9 · CIK 0001540999

Offering snapshot reported Mar 10, 2015 · SEC filing

Reported sold
$5.49M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.74M$5.49MFeb 2, 2012: $2,691,492.00Feb 2, 2012Feb 25, 2013: $5,436,906.00Feb 25, 2013Mar 7, 2013: $5,436,906.00Feb 25, 2014: $4,627,768.00Feb 25, 2014Aug 7, 2014: $4,627,768.00Mar 10, 2015: $5,488,573.00Mar 10, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,627,768 → $5,488,573
  • Reported investors5 → 7

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 10, 2015Amendment$5,488,573$860,805vs Aug 7, 20147SEC filing
Aug 7, 2014Amendment$4,627,768$0vs Feb 25, 20145SEC filing
Feb 25, 2014Amendment$4,627,768-$809,138vs Mar 7, 20135SEC filing
Mar 7, 2013Amendment$5,436,906$0vs Feb 25, 20137SEC filing
Feb 25, 2013Amendment$5,436,906$2,745,414vs Feb 2, 20127SEC filing
Feb 2, 2012Initial$2,691,492No comparison6SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-172791
Total represents estimated net capital invested as of 2/15.
If placement agents are employed by the fund or any portfolio thereof, they may receive ongoing compensation in respect of selling participating shares.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
APB Financial Group38235
Atlantic Trust CompanyNone
Certitude Global Investments LimitedNone
SunTrust Banks, Inc.None

Source: Form D, filed Mar 10, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

YORK GLOBAL VALUE SP, A SEGREGATED PORTFOLIO OF LGMA SPC

Investment adviser: LIGHTHOUSE INVESTMENT PARTNERS, LLC

Gross asset value
$12.8M
Beneficial owners
11
ADV minimum commitment
$100K

Reported in Form ADV on Jun 21, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON GRAND CAYMAN, Cayman Islands
Auditor GRANT THORNTON LLP FORT LAUDERDALE, Florida, United States
Custodian THE BANK OF NEW YORK MELLON CORP. NEW YORK, New York, United States Related to adviser: No
Marketer GENSPRING FAMILY OFFICES, LLC JUPITER, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GENSPRING FAMILY OFFICES, LLC
CRD 109278 · SEC 801-56752

Filing source

Form ADV 1024051 · Jun 21, 2016 · Schedule D 7.B.(1), fund 805-3357829456

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James G. Dinan Executive
N/A Gen Spring Family Offices, Llc Promoter
N/A Globe Op Financial Services (Cayman) Limited Promoter
N/A Globe Op Financial Services Llc Promoter
N/A Hfa Holdings Limited Promoter
N/A Lcma Spc Promoter
N/A Lgma Llc Promoter
N/A Lgma Spc Promoter
N/A Lighthouse Investment Partners, Llc Promoter
N/A Lma Ireland Promoter
N/A Lma Spc Promoter
Sean Mc Gould Director, Executive
J. Scott Perkins Director, Executive
Kelly R. Perkins Executive
Andrew Schiffrin Executive
Daniel A. Schwartz Executive
Robert P. Swan, Iii Director, Executive
Michael Y. Weinberger Executive
N/A York Capital Management Global Advisers, Llc Promoter
N/A York Global Value Series, A Series Of Lgma Llc Promoter
N/A York Managed Holdings, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
45 Market Street Suite 3205, 2 Nd Floor
Grand Cayman, E9, KY1-9003