Form D · Hedge Fund
York Global Value Series, a Series of LGMA LLC
Palm Beach Gardens, FL · CIK 0001540552
Offering snapshot reported Mar 10, 2015 · SEC filing
- Reported sold
- $116M Indefinite offering
- Investors reported
- 86 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 1, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$122,738,230 → $116,292,186
- Reported investors92 → 86
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 10, 2015 | Amendment | $116,292,186 | -$6,446,044vs Aug 7, 2014 | 86 | SEC filing |
| Aug 7, 2014 | Amendment | $122,738,230 | $0vs Feb 25, 2014 | 92 | SEC filing |
| Feb 25, 2014 | Amendment | $122,738,230 | $7,793,875vs Mar 7, 2013 | 92 | SEC filing |
| Mar 7, 2013 | Amendment | $114,944,355 | $0vs Feb 25, 2013 | 110 | SEC filing |
| Feb 25, 2013 | Amendment | $114,944,355 | $27,010,673vs Jan 30, 2012 | 110 | SEC filing |
| Jan 30, 2012 | Initial | $87,933,682 | No comparison | 114 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-172641
Total represents estimated net capital invested as of 2/15.
If placement agents are employed by the Fund, they may receive ongoing compensation in respect of selling interests.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Atlantic Trust Company | None | |
| SunTrust Banks, Inc. | None |
Source: Form D, filed Mar 10, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
YORK GLOBAL VALUE SERIES, A SERIES OF LGMA LLC
Investment adviser: LIGHTHOUSE INVESTMENT PARTNERS, LLC
- Gross asset value
- $109M
- Beneficial owners
- 84
- ADV minimum commitment
- $100K
Reported in Form ADV on Jun 21, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
GENSPRING FAMILY OFFICES, LLC
CRD 109278 · SEC 801-56752
Filing source
Form ADV 1024051 · Jun 21, 2016 · Schedule D 7.B.(1), fund 805-1070362077
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James G. Dinan | Executive |
| N/A Gen Spring Family Offices, Llc | Promoter |
| N/A Globe Op Financial Services Llc | Promoter |
| N/A Hfa Holdings Limited | Promoter |
| N/A Lgma Llc | Promoter |
| N/A Lgma Spc | Promoter |
| N/A Lighthouse Investment Partners, Llc | Promoter |
| N/A Lma Ireland | Promoter |
| N/A Lma Spc | Promoter |
| Sean Mc Gould | Director, Executive |
| J. Scott Perkins | Director, Executive |
| Kelly R. Perkins | Executive |
| Andrew Schiffrin | Executive |
| Daniel A. Schwartz | Executive |
| Robert P. Swan, Iii | Director, Executive |
| Michael Y. Weinberger | Executive |
| N/A York Capital Management Global Advisors Llc | Promoter |
| N/A York Managed Holdings, Llc | Promoter |
| N/A York Segregated Portfolio Of Lgma Spc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Palm Beach Gardens, FL, 33410