Form D · Hedge Fund
YORK EUROPEAN OPPORTUNITIES UNIT TRUST
George Town, Grand Cayman, E9 · CIK 0001460956
Offering snapshot reported Mar 23, 2020 · SEC filing
- Reported sold
- $1.57B Indefinite offering
- Investors reported
- 164 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Feb 1, 2005 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$505,300,237 → $1,571,777,067
- Reported investors30 → 164
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 23, 2020 | Amendment | $1,571,777,067 | $1,066,476,830vs Mar 18, 2010 | 164 | SEC filing |
| Mar 21, 2019 | Amendment | $1,559,434,567 | $1,054,134,330vs Mar 18, 2010 | 159 | SEC filing |
| Mar 21, 2018 | Amendment | $1,512,777,567 | $1,007,477,330vs Mar 18, 2010 | 123 | SEC filing |
| Mar 21, 2017 | Amendment | $1,362,811,567 | $857,511,330vs Mar 18, 2010 | 106 | SEC filing |
| Mar 21, 2016 | Amendment | $1,305,461,567 | $212,672,791vs Mar 19, 2015 | 100 | SEC filing |
| Mar 19, 2015 | Amendment | $1,092,788,776 | $177,665,000vs Mar 19, 2014 | 81 | SEC filing |
| Mar 19, 2014 | Amendment | $915,123,776 | $59,702,396vs Mar 19, 2013 | 67 | SEC filing |
| Mar 19, 2013 | Amendment | $855,421,380 | $42,246,168vs Mar 19, 2012 | 66 | SEC filing |
| Mar 19, 2012 | Amendment | $813,175,212 | $60,114,975vs Mar 18, 2011 | 61 | SEC filing |
| Mar 18, 2011 | Amendment | $753,060,237 | $247,760,000vs Mar 18, 2010 | 54 | SEC filing |
| Mar 18, 2010 | Amendment | $505,300,237 | No comparison | 30 | SEC filing |
| Mar 18, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 18, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $10.9M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-129772
The information in this Item 13 and the other information in this Form D relating to sales are limited to the Issuer's exempt U.S. offering only, and does not include sales to non-U.S. persons.
The above includes amounts paid to recipients listed in Item 12 relating to sales to non-U.S. Persons (as well as sales in the Issuer's exempt U.S. offering). All amounts are paid by the Manager out of fee income it receives from the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J.P. Morgan Securities LLC | 79 | |
| Credit Suisse Securities (USA) LLC | 816 | |
| Deutsche Bank Securities Inc. | 2525 | |
| Deutsche Bank Trust Company Americas | None | |
| Deutsche Bank National Trust Company | None | |
| Deutsche Bank Trust Company, N.A. | None | |
| Raymond James & Associates, Inc. | 705 | |
| Raymond James Financial Services, Inc. | 6694 |
Source: Form D, filed Mar 23, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Royal Bank Of Canada Trust Company (Cayman) Limited | Director |
| N/A Smp Partners (Cayman) Limited | Director |
| N/A York European Opportunities Domestic Holdings, Llc | Executive |
| N/A York European Opportunities Offshore Holdings, Llc | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:George Town, Grand Cayman, E9, KY1-1110