Form D · Hedge Fund

YORK CREDIT OPPORTUNITIES UNIT TRUST

George Town, Grand Cayman, E9 · CIK 0001460898

Offering snapshot reported Mar 23, 2021 · SEC filing

Reported sold
$1.6B
Indefinite offering
Investors reported
342
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Nov 1, 2001
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$799M$1.6BMar 18, 2009Mar 18, 2010: $550,558,386.00Mar 18, 2011: $643,465,135.00Mar 19, 2012: $722,868,335.00Mar 19, 2013: $826,517,834.00Mar 19, 2014: $1,200,440,334.00Mar 19, 2015: $1,456,952,302.00Mar 21, 2016: $1,514,083,703.00Mar 21, 2017: $1,526,790,798.00Mar 21, 2018: $1,583,168,696.00Mar 21, 2019: $1,584,918,696.00Mar 23, 2020: $1,598,318,696.00Mar 23, 2021: $1,598,318,696.00Mar 23, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 23, 2021Amendment$1,598,318,696$0vs Mar 23, 2020342SEC filing
Mar 23, 2020Amendment$1,598,318,696$1,047,760,310vs Mar 18, 2010342SEC filing
Mar 21, 2019Amendment$1,584,918,696$1,034,360,310vs Mar 18, 2010340SEC filing
Mar 21, 2018Amendment$1,583,168,696$1,032,610,310vs Mar 18, 2010339SEC filing
Mar 21, 2017Amendment$1,526,790,798$976,232,412vs Mar 18, 2010336SEC filing
Mar 21, 2016Amendment$1,514,083,703$57,131,401vs Mar 19, 2015334SEC filing
Mar 19, 2015Amendment$1,456,952,302$256,511,968vs Mar 19, 2014325SEC filing
Mar 19, 2014Amendment$1,200,440,334$373,922,500vs Mar 19, 2013272SEC filing
Mar 19, 2013Amendment$826,517,834$103,649,499vs Mar 19, 2012204SEC filing
Mar 19, 2012Amendment$722,868,335$79,403,200vs Mar 18, 2011158SEC filing
Mar 18, 2011Amendment$643,465,135$92,906,749vs Mar 18, 2010136SEC filing
Mar 18, 2010Amendment$550,558,386No comparison111SEC filing
Mar 18, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$37.1M (estimated)
Finders' fees
$0
Form D file number
021-129790
The information in this Item 13 and the other information in this Form D relating to sales are limited to the Issuer's exempt U.S. offering only, and does not include sales to non-U.S. persons.
The above includes amounts paid to recipients listed in Item 12 relating to sales to non-U.S. Persons (as well as sales in the Issuer's exempt U.S. offering). All amounts are paid by the Manager out of fee income it receives from the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
J.P. Morgan Securities LLC79
UBS Financial Services Inc.8174
Credit Suisse Securities (USA) LLC816
iCapital Securities, LLC171061

Source: Form D, filed Mar 23, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

YORK CREDIT OPPORTUNITIES UNIT TRUST

Investment adviser: YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 2071779 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-4660519653

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Royal Bank Of Canada Trust Company (Cayman) Limited Director
N/A Smp Partners (Cayman) Limited Director
N/A Suntera (Cayman) Limited Director
N/A York Credit Opportunities Domestic Holdings, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Royal Bank House 3 Rd Floor, 24 Shedden Road
George Town, Grand Cayman, E9, KY1-1110