Form D · Hedge Fund
YORK CAPITAL MANAGEMENT L P
New York, NY · CIK 0000879074
Offering snapshot reported Mar 23, 2020 · SEC filing
- Reported sold
- $3.21B Indefinite offering
- Investors reported
- 401 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Oct 1, 1991 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$2,952,544,304 → $3,206,785,178
- Reported investors380 → 401
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 23, 2020 | Amendment | $3,206,785,178 | $254,240,874vs Mar 21, 2016 | 401 | SEC filing |
| Mar 21, 2019 | Amendment | $3,102,288,178 | $149,743,874vs Mar 21, 2016 | 393 | SEC filing |
| Mar 21, 2018 | Amendment | $3,096,543,266 | $143,998,962vs Mar 21, 2016 | 389 | SEC filing |
| Mar 21, 2017 | Amendment | $2,968,484,433 | $15,940,129vs Mar 21, 2016 | 383 | SEC filing |
| Mar 21, 2016 | Amendment | $2,952,544,304 | $88,680,173vs Mar 19, 2015 | 380 | SEC filing |
| Mar 19, 2015 | Amendment | $2,863,864,131 | $360,722,818vs Mar 19, 2014 | 357 | SEC filing |
| Mar 19, 2014 | Amendment | $2,503,141,313 | $230,849,605vs Mar 19, 2013 | 299 | SEC filing |
| Mar 19, 2013 | Amendment | $2,272,291,708 | $654,840,928vs Mar 18, 2011 | 283 | SEC filing |
| Mar 19, 2012 | Amendment | $1,863,148,688 | $245,697,908vs Mar 18, 2011 | 271 | SEC filing |
| Mar 18, 2011 | Amendment | $1,617,450,780 | $285,590,092vs Mar 18, 2010 | 255 | SEC filing |
| Mar 18, 2010 | Amendment | $1,331,860,688 | No comparison | 219 | SEC filing |
| Mar 18, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 18, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $3.02M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-87907-4N
All amounts are paid by the General Partner out of fee income it receives from the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Credit Suisse Securities (USA) LLC | 816 | |
| Alternative Strategies Group Inc. | 133204 | |
| Wells Fargo Advisors, LLC | 19616 | |
| Wells Fargo Advisors Financial Network, LLC | 11025 | |
| iCapital Securities, LLC | 171061 |
Source: Form D, filed Mar 23, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christophe Aurand | Director, Executive |
| Jeremy Blank | Director |
| Matthew Bonanno | Director |
| James E. Buckman | Executive |
| David Damast | Director |
| James G. Dinan | Director, Executive |
| N/A N/A Dinan Management, L.L.C. | Executive |
| John J. Fosina | Executive |
| Feng Hsiung | Director |
| Zalman Jacobs | Director |
| Fraser Maingay | Director |
| Jeanne L. Manischewitz | Director |
| Luis Medeiros | Director |
| Brooke S. Parish | Director |
| Akbar Rafiq | Director |
| Christian Reyntjens | Director |
| Nathan Romano | Director, Executive |
| Daniel A. Schwartz | Director, Executive |
| Adam J. Semler | Director, Executive |
| Ronald Sofer | Director |
| Richard P. Swanson | Executive |
| William C. Vrattos | Director, Executive |
| Jeffrey A. Weber | Director, Executive |
| Michael Y. Weinberger | Director |
| Masahiko Yamaguchi | Director |
| N/A N/A York Capital Management Global Advisors, Llc | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
767 Fifth Avenue 17 Th Floor
New York, NY, 10153
New York, NY, 10153