Form D · Other
YIELD10 BIOSCIENCE, INC.
Woburn, MA · CIK 0001121702
Offering snapshot reported Jul 14, 2017 · SEC filing
- Reported sold
- $2.28M Offering amount: $2.28M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 7, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 14, 2017 | Initial | $2,283,136 | No comparison | 11 | SEC filing |
| Sep 8, 2014 | Initial | $25,000,000 | No comparison | 27 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $126K
- Finders' fees
- $0
- Form D file number
- 021-290745
The total offering amount includes the concurrent registered offering of common stock.
Sales commissions relates to commissions for the sale of common stock in the concurrent registered offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Ladenburg Thalmann & Co. Inc. | 505 |
Source: Form D, filed Jul 14, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Celeste Beeks Mastin | Director |
| Lynne H. Brum | Executive |
| Sarah P. Cecil | Executive |
| Charles B. Haaser | Executive |
| Richard W. Hamilton | Director |
| Joseph D. Hill | Executive |
| Peter N. Kellogg | Director |
| Oliver P. Peoples | Director, Executive |
| Joseph Shaulson | Director |
| Anthony J. Sinskey | Director |
| Kristi D. Snell | Executive |
| Matthew Strobeck | Director |
| Robert L. Van Nostrand | Director |
| Johan Van Walsem | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
19 Presidential Way Suite 201
Woburn, MA, 01801
Woburn, MA, 01801