Form D · Other Investment Fund

Yield Fund, L.P.

Houston, TX · CIK 0001521449

Offering snapshot reported Jan 16, 2014 · SEC filing

Reported sold
$91.5M
Indefinite offering
Investors reported
80
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 18, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$45.8M$91.5MMay 24, 2011: $32,950,000.00May 24, 2011Jul 12, 2011: $43,900,000.00Aug 10, 2011: $50,235,000.00Sep 8, 2011: $52,885,000.00Oct 7, 2011: $54,135,000.00Nov 7, 2011: $58,085,000.00Dec 12, 2011: $59,335,000.00Jan 10, 2012: $59,600,000.00Feb 10, 2012: $60,235,000.00Mar 9, 2012: $61,775,000.00Apr 16, 2012: $65,510,800.00Aug 15, 2012: $72,937,800.00Sep 13, 2012: $74,482,800.00Nov 15, 2012: $76,682,800.00Jan 15, 2013: $79,472,800.00Feb 15, 2013: $82,147,800.00Mar 14, 2013: $84,647,800.00Apr 15, 2013: $85,064,800.00Jun 17, 2013: $90,089,800.00Jan 16, 2014: $91,519,800.00Jan 16, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$90,089,800 → $91,519,800
  • Reported investors77 → 80

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 16, 2014Amendment$91,519,800$1,430,000vs Jun 17, 201380SEC filing
Jun 17, 2013Amendment$90,089,800$5,025,000vs Apr 15, 201377SEC filing
Apr 15, 2013Amendment$85,064,800$417,000vs Mar 14, 201373SEC filing
Mar 14, 2013Amendment$84,647,800$2,500,000vs Feb 15, 201373SEC filing
Feb 15, 2013Amendment$82,147,800$2,675,000vs Jan 15, 201371SEC filing
Jan 15, 2013Amendment$79,472,800$2,790,000vs Nov 15, 201269SEC filing
Nov 15, 2012Amendment$76,682,800$2,200,000vs Sep 13, 201266SEC filing
Sep 13, 2012Amendment$74,482,800$1,545,000vs Aug 15, 201263SEC filing
Aug 15, 2012Amendment$72,937,800$7,427,000vs Apr 16, 201263SEC filing
Apr 16, 2012Amendment$65,510,800$3,735,800vs Mar 9, 201251SEC filing
Mar 9, 2012Amendment$61,775,000$1,540,000vs Feb 10, 201247SEC filing
Feb 10, 2012Amendment$60,235,000$635,000vs Jan 10, 201245SEC filing
Jan 10, 2012Amendment$59,600,000$265,000vs Dec 12, 201144SEC filing
Dec 12, 2011Amendment$59,335,000$1,250,000vs Nov 7, 201142SEC filing
Nov 7, 2011Amendment$58,085,000$3,950,000vs Oct 7, 201143SEC filing
Oct 7, 2011Amendment$54,135,000$1,250,000vs Sep 8, 201134SEC filing
Sep 8, 2011Amendment$52,885,000$2,650,000vs Aug 10, 201132SEC filing
Aug 10, 2011Amendment$50,235,000$6,335,000vs Jul 12, 201126SEC filing
Jul 12, 2011Amendment$43,900,000$10,950,000vs May 24, 20119SEC filing
May 24, 2011Initial$32,950,000No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$40.2K (estimated)
Finders' fees
$0
Form D file number
021-160251
The Issuer's advisor, an affiliate, pays from its own resources (including from amounts disclosed in item 16) sales compensation to financial intermediaries who assist with the Issuer's private placement of interests in the estimated annual amount above.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Craig C. Dawson5479491Salient Capital, L.P. · CRD 147912
Matthew P. Summers5584800Salient Capital, L.P. · CRD 147912
Gregory A. Reid2176683Salient Capital, L.P. · CRD 147912
Arthur H. Sherman2813406Salient Capital, L.P. · CRD 147912
Fred L. Williams, Jr.2803138Salient Capital, L.P. · CRD 147912
J. Matthew Newtown3114846Salient Capital, L.P. · CRD 147912
William W. Cathriner II1686950Salient Capital, L.P. · CRD 147912
Stephen D. Strake4740408Salient Capital, L.P. · CRD 147912
Matthew H. Moncrief5452086Salient Capital, L.P. · CRD 147912

Source: Form D, filed Jan 16, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE YIELD FUND, L.P.

Investment adviser: SALIENT ADVISORS, L.P.

Gross asset value
$2.46M
Beneficial owners
66
ADV minimum commitment
$1M

Reported in Form ADV on Nov 5, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator US BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BKD, LLP DALLAS, Texas, United States
Custodian US BANK NATIONAL ASSOCIATION MILWAUKEE, Wisconsin, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BKD, LLP
PCAOB 686

Filing source

Form ADV 1466276 · Nov 5, 2020 · Schedule D 7.B.(1), fund 805-2741935900

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul A. Bachtold Executive
John Arthur Blaisdell Executive
Andrew Baird Linbeck Executive
Lee Partridge Executive
John E. Price Executive
Jeremy Lawrence Radcliffe Executive
N/A Salient Capital Management, Llc Director
Arthur Haag Sherman Director, Executive
James Sivco Executive
N/A N/A The Yield Fund Gp, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4265 San Felipe, 8 Th Floor
Houston, TX, 77027