Form D · REITS and Finance
YES Communities, LLC
Denver, CO · CIK 0001688991
Offering snapshot reported Nov 2, 2016 · SEC filing
- Reported sold
- $125K Offering amount: $125K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Oct 28, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 2, 2016 | Initial | $125,000 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b, 3C, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.25K
- Finders' fees
- $0
- Form D file number
- 021-273652
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Iroquois Capital Advisors, LLC | 145235 |
Source: Form D, filed Nov 2, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
YES COMMUNITIES, LLC
Investment adviser: STOCKBRIDGE CAPITAL GROUP, LLC
- Gross asset value
- $9.76B
- Beneficial owners
- 7
- ADV minimum commitment
- $0
Reported in Form ADV on Nov 9, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27
Filing source
Form ADV 1799000 · Nov 9, 2023 · Schedule D 7.B.(1), fund 805-6904771476
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Rees F. Davis, Jr. | Executive |
| Terrence E. Fancher | Director |
| Chris Fraioli | Director |
| James B. Grange | Executive |
| Andrew D. Luter | Executive |
| Gary P. Mc Daniel | Director, Executive |
| Charles S. Mc Daniel | Executive |
| Walter L. Moreland | Executive |
| James T. Ratner | Director |
| Jonathan Richter | Director |
| Steven J. Schaub | Executive |
| Ryan Seidman | Director |
| Christine R. Stopps | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:Denver, CO, 80202