Form D · Other
Yellowhead Mining Inc.
Richmond, A1 · CIK 0001518591
Offering snapshot reported Apr 20, 2011 · SEC filing
- Reported sold
- $7.79M Offering amount: $13.2M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 5, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 20, 2011 | Initial | $7,788,012 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $467K
- Finders' fees
- $0
- Form D file number
- 021-158706
Aggregate offering includes amount that may be received by Issuer upon exercise of warrants. Each whole warrant may be exercised for one common share at a price of CDN$2.00 per share for a period of 24 months following Closing.
Unit = 1 common share and 1/2 common share purchase warrant.
Agents also received warrants for up to 310,500 common shares. Each warrant may be exercised for 1 common share at a price of CDN$1.45 per share for a period of 24 months following Closing.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Canaccord Genuity Corp. | None | Canaccord Genuity Inc. · CRD 1020 |
| Clarus Securities Inc. | None | |
| Jennings Capital Inc. | None | |
| Stonecap Securities Inc. | None |
Source: Form D, filed Apr 20, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| R. Stuart Angus | Director |
| David J.H. Dickens | Director |
| Andreas Graetz | Director |
| Ronald L. Handford | Executive |
| Robert L.J. Harper | Executive |
| T. Gregory Hawkins | Director |
| Ian Smith | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
2130 21331 Gordon Way
Richmond, A1, V6W 1J9
Richmond, A1, V6W 1J9