Form D · Other
Yellow Band Operating LLC
Walla Walla, WA · CIK 0001880914
Offering snapshot reported Sep 1, 2021 · SEC filing
- Reported sold
- $3.23M Offering amount: $4.97M
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $124K Reported outside-investor minimum
- First sale
- Aug 20, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 1, 2021 | Initial | $3,231,944 | No comparison | 14 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $420K
- Finders' fees
- $0
- Form D file number
- 021-411892
For all sales in the offering, the Company pays the "Recipient" named in Item 12 above, a cash commission of 13% and 10-year warrants to purchase 41,667 shares of Gold Express Mines, Inc., an affiliate of the Issuer, for every membership unit of the Issue
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Paulson Investment Company, LLC | 5670 |
Source: Form D, filed Sep 1, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Ryan | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
6 1/2 North 2 Nd Ave. Suite 201
Walla Walla, WA, 99362
Walla Walla, WA, 99362