Form D · Other Banking and Financial Services
Yapstone Holdings, Inc.
Walnut Creek, CA · CIK 0001259904
Offering snapshot reported Dec 18, 2017 · SEC filing
- Reported sold
- $71.3M Offering amount: $100M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 21, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 18, 2017 | Initial | $71,250,254 | No comparison | 12 | SEC filing |
| Feb 1, 2016 | Initial | $0 | No comparison | 30 | SEC filing |
| Jun 13, 2011 | Initial | $50,000,000 | No comparison | 11 | SEC filing |
| Aug 13, 2009 | Initial | $3,400,000 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $4.28M
- Finders' fees
- $0
- Form D file number
- 021-300965
Actual Total Amount Sold is $71,250,254.40; Actual Total Remaining to be Sold is $28,749,745.60.
Series C Preferred Stock
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| FTP Securities LLC | 129356 |
Source: Form D, filed Dec 18, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Antonio Alvarez Lorenzo | Executive |
| David E. Durant | Executive |
| Sameer Gandhi | Director |
| Matthew Golis | Director |
| Mike Gramz | Executive |
| Scott Honour | Director |
| Daniel Issen | Executive |
| John Malnar | Executive |
| Sandesh Patnam | Director |
| Sanjay Saraf | Executive |
| Debra Tenenbaum | Executive |
| Thomas J. Villante | Director, Executive |
| Brian Webber | Director |
| David Weiss | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
2121 N. California Boulevard Suite 400
Walnut Creek, CA, 94596
Walnut Creek, CA, 94596