Form D · Hedge Fund

YA Global Investments (U.S.), LP

Mountainside, NJ · CIK 0001459886

Offering snapshot reported Feb 19, 2015 · SEC filing

Reported sold
$3.9M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 7, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$37.8M$75.7MMar 13, 2009Mar 10, 2010: $75,693,086.00Feb 17, 2011: $75,693,086.00Feb 17, 2012: $15,833,977.00Feb 19, 2013: $27,466,509.00Feb 19, 2014: $7,952,114.00Feb 19, 2015: $3,902,445.00Feb 19, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$7,952,114 → $3,902,445
  • Reported investors14 → 12

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 19, 2015Amendment$3,902,445-$4,049,669vs Feb 19, 201412SEC filing
Feb 19, 2014Amendment$7,952,114-$19,514,395vs Feb 19, 201314SEC filing
Feb 19, 2013Amendment$27,466,509$11,632,532vs Feb 17, 201213SEC filing
Feb 17, 2012Amendment$15,833,977-$59,859,109vs Feb 17, 201114SEC filing
Feb 17, 2011Amendment$75,693,086$0vs Mar 10, 201041SEC filing
Mar 10, 2010Amendment$75,693,086No comparison41SEC filing
Mar 13, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128807

Source: Form D, filed Feb 19, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark A. Angelo Executive
Matthew J. Beckman Executive
David Eicke Executive
Gerald Eicke Executive
David Gonzalez Executive
Yorkville Advisors Gp, Llc Yorkville Advisors Gp, Llc Executive
Yorkville Advisors Gp, Llc Executive
Yorkville Advisors Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1012 Springfield Avenue
Mountainside, NJ, 07092