Form D · Other Technology
XSTREAM SYSTEMS INC
Sebastian, FL · CIK 0001323163
Offering snapshot reported Sep 8, 2009 · SEC filing
- Reported sold
- $4.86M Offering amount: $5.4M
- Investors reported
- 44 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 21, 2007 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 8, 2009 | Initial | $4,857,381 | No comparison | 44 | SEC filing |
| Sep 8, 2009 | Initial | $1,097,988 | No comparison | 13 | SEC filing |
| Sep 8, 2009 | Initial | $350,000 | No comparison | 2 | SEC filing |
| Mar 29, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 8, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 6, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-75758
Series B - The amounts set forth in the boxes above exclude proceeds in the amount of $27,000,000, $24,286,905 and $2,713,095, respectively, which may be paid to the Company upon exercise of the warrants.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None |
Source: Form D, filed Sep 8, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christie C. Butler | Executive |
| Ash K. Chawla | Director |
| Anthony Chidoni | Director |
| Alan D. Clock | Executive |
| Dennis H. Ferro | Director |
| Simon Irish | Director |
| Robert E. Kennedy | Director |
| James J. Lowrey | Director, Executive |
| Brian T. Mayo | Director, Executive, Promoter |
| Joseph J. Melone | Director |
| Philip A. Odeen | Director |
| Edwin Darracott Vaugh, Jr. | Director |
| Edwin Darracott Vaughn, Jr. | Director |
| Stuart Weinstein | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
10305 102 Nd Terrace Suite 101
Sebastian, FL, 32958
Sebastian, FL, 32958