Form D · Other Health Care
Xlumena, Inc.
Mountain View, CA · CIK 0001436217
Offering snapshot reported Feb 5, 2014 · SEC filing
- Reported sold
- $20.6M Offering amount: $33.7M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 25, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 5, 2014 | Amendment | $20,604,422 | $0vs Dec 5, 2013 | 13 | SEC filing |
| Dec 5, 2013 | Initial | $20,604,422 | No comparison | 13 | SEC filing |
| Oct 4, 2013 | Amendment | $6,000,001 | $1,200,000vs Aug 8, 2013 | 10 | SEC filing |
| Aug 8, 2013 | Amendment | $4,800,001 | $1,200,000vs Jul 2, 2013 | 10 | SEC filing |
| Jul 2, 2013 | Amendment | $3,600,001 | $2,431,332vs Apr 8, 2013 | 10 | SEC filing |
| Apr 8, 2013 | Initial | $1,168,669 | No comparison | 9 | SEC filing |
| Aug 22, 2012 | Initial | $5,922,681 | No comparison | 11 | SEC filing |
| Apr 29, 2011 | Initial | $6,999,999 | No comparison | 11 | SEC filing |
| May 17, 2010 | Initial | $2,999,999 | No comparison | 5 | SEC filing |
| May 22, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $225K
- Form D file number
- 021-207466
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Aquilo Partners, L.P. | 114909 |
Source: Form D, filed Feb 5, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Allen | Director, Executive |
| Kenneth Binmoeller | Director, Executive |
| Kenneth Binmoeller, M.D. | Director, Executive |
| A. Barr Dolan | Director |
| Jason Hong, Ph.D. | Director |
| Avi Kometz | Director |
| Anthony Natale | Director |
| Anthony Natale, M.D. | Director |
| Greg Patterson | Director, Executive |
| Eric Sillman | Director |
| Arthur Tinkelenberg | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:Mountain View, CA, 94043