Form D · Manufacturing
Surround Medical Systems, Inc.
Morrisville, NC · CIK 0001772604
Offering snapshot reported Jun 20, 2023 · SEC filing
- Reported sold
- $4.4M Offering amount: $10M
- Investors reported
- 74 Form D · investor count
- Minimum accepted
- $2.5K Reported outside-investor minimum
- First sale
- Jun 7, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 20, 2023 | Initial | $4,399,500 | No comparison | 74 | SEC filing |
| Aug 29, 2019 | Amendment | $25,300,011 | $22,275,011vs Apr 8, 2019 | 101 | SEC filing |
| Apr 8, 2019 | Initial | $3,025,000 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-484642
No fees received by Sanders Morris Harris LLC in connection with the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sanders Morris Harris LLC | 20580 |
Source: Form D, filed Jun 20, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Shan Bai | Director |
| Richard Balot | Director |
| Dan J. Clark | Director |
| Thomas S. Gifford | Executive |
| Kevin Hess | Director |
| David R. La Vance | Director, Executive |
| Otto Zhou | Director |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
175 Southport Drive Suite 900
Morrisville, NC, 27560
Morrisville, NC, 27560