Form D · Other Banking and Financial Services

Xinergy Finance (US) Inc.

Knoxville, TN · CIK 0001479135

Offering snapshot reported Dec 23, 2009 · SEC filing

Reported sold
$20.3M
Offering amount: $32.5M
Investors reported
19
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 10, 2009
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 23, 2009Initial$20,340,371No comparison19SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$1.21M
Finders' fees
$0
Form D file number
021-137121
Offering includes amount that may be received by the Issuer upon exercise of warrants, at a price of $4.20 CDN for a period of 24 months following the Closing.
Sales made to purchasers in CA were issuer direct, no sales commission paid in connection with CA sales.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
GMP Securities L.P.NoneGriffiths McBurney Corp. · CRD 40620
Canaccord Financial Inc.None
CIBC World Markets Inc.None
Cormark Securities Inc.None

Source: Form D, filed Dec 23, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Charles W. Kite Director, Executive
Jon E. Nix Director, Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
8351 E. Walker Springs Lane Suite 202
Knoxville, TN, 37923