Form D · Hedge Fund

XI SHAN PARTNERS, L.P.

Portland, OR · CIK 0001475760

Offering snapshot reported Sep 26, 2013 · SEC filing

Reported sold: $6.7M
Investors reported: 13
Minimum accepted: $0
First sale: Jan 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 26, 2013	Amendment	$6,700,001	$0vs Oct 5, 2012	13	SEC filing
Oct 5, 2012	Amendment	$6,700,001	$0vs Oct 14, 2011	13	SEC filing
Oct 14, 2011	Amendment	$6,700,001	$1,000,000vs Oct 19, 2010	13	SEC filing
Oct 19, 2010	Amendment	$5,700,001	No comparison	13	SEC filing
Oct 30, 2009	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-135728

Source: Form D, filed Sep 26, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

XI SHAN PARTNERS, LP

Investment adviser: XI SHAN CAPITAL, LLC

Gross asset value: $5.43M
Beneficial owners: 12
ADV minimum commitment: $1M

Reported in Form ADV on Feb 19, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS & COMPANY, P.C. DENVER, Colorado, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Prime broker CONVERGEX PRIME SERVICES LLC ATLANTA, Georgia, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

CONVERGEX PRIME SERVICES LLC
CRD 140185 · SEC 8-67289

Filing source

Form ADV 788998 · Feb 19, 2014 · Schedule D 7.B.(1), fund 805-6153750185

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kelly Mc Dermott	Promoter
N/A Xi Shan Capital, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

01339 Sw Radcliffe Rd
Portland, OR, 97219