Form D · Other

XENONICS HOLDINGS, INC.

Carlsbad, CA · CIK 0001289550

Offering snapshot reported Oct 16, 2014 · SEC filing

Reported sold
$981K
Offering amount: $1M
Investors reported
39
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Jul 10, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$491K$981KJul 25, 2014: $135,000.00Jul 25, 2014Oct 16, 2014: $981,000.00Oct 16, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$135,000 → $981,000
  • Reported investors7 → 39

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 16, 2014Amendment$981,000$846,000vs Jul 25, 201439SEC filing
Jul 25, 2014Initial$135,000No comparison7SEC filing
Nov 16, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Feb 23, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Feb 3, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Debt, Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$39.9K
Finders' fees
$0
Form D file number
021-221785
Convertible notes convertible into shares of Issuer's common stock.
Sandlapper Securities, LLC ("Sandlapper") was also issued 5-year warrants to purchase 2.0833 shares of Issuer common stock for each dollar raised with Sandlapper's assistance, at an exercise price of $0.12 per share.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
SANDLAPPER Securities, LLC137906

Source: Form D, filed Oct 16, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Allen K. Fox Director
Richard S. Kay Executive
Jeffrey P. Kennedy Director, Executive
Alan P. Magerman Director, Executive
Brad J. Shapiro Director

Issuer details

Industry: Other (See others in industry)

Address:
3186 Lionshead Avenue
Carlsbad, CA, 92010