Form D · Other

XCel Brands, Inc.

New York, NY · CIK 0001083220

Offering snapshot reported Jan 2, 2015 · SEC filing

Reported sold
$9.78M
Offering amount: $13.5M
Investors reported
6
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 22, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 2, 2015Initial$9,780,000No comparison6SEC filing
Oct 11, 2011Initial$4,305,000No comparison19SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$475K
Finders' fees
$0
Form D file number
021-231315
Todd Slater, a director of the Issuer, will receive a portion of the sale commissions

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Young America Capital, LLC150443Young America Capital, LLC · CRD 150443
Todd Slater2253036Threadstone Advisors, LLC · CRD 158691

Source: Form D, filed Jan 2, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Seth Burroughs Executive
Stephen J. Cole Hatchard Director
Mark Di Santo Director
Robert D'loren Director, Executive
Giuseppe Falco Executive
Marisa Gardini Executive
James Haran Executive
Edward Jones, Iii Director
Howard Liebman Director
Benjamin Malka Director
Todd Slater Director

Issuer details

Industry: Other (See others in industry)

Address:
475 10 Th Avenue 4 Th Floor
New York, NY, 10018