Form D · Pooled Investment Fund
WSMF I AV LP
New York, NY · CIK 0001876017
Offering snapshot reported Jul 30, 2021 · SEC filing
- Reported sold
- $3.5M Indefinite offering
- Investors reported
- Not reported Form D · investor count
- Minimum accepted
- Not reported Reported outside-investor minimum
- First sale
- Not reported As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 30, 2021 | Initial | $3,500,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- Not reported
- Duration over one year
- Not reported
- Business combination
- Not reported
- Sales commissions
- Not reported
- Finders' fees
- Not reported
- Form D file number
- 021-408364
Source: Form D, filed Jul 30, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
WSMF I AV LP
Investment adviser: WATERFALL ASSET MANAGEMENT, LLC
- Gross asset value
- $7.26M
- Beneficial owners
- 6
- ADV minimum commitment
- $1M
Reported in Form ADV on Jul 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30
Filing source
Form ADV 2120325 · Jul 23, 2026 · Schedule D 7.B.(1), fund 805-6228355123
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tom Buttacavoli | Executive |
| Tom Capasse | Executive |
| John Nelligan | Executive |
| Kenneth Nick | Executive |
| Jack Ross | Director, Executive |
| Alain Toto | Executive |
| N/A Waterfall Asset Management, Llc | Executive |
| N/A Waterfall Sentinel Gp Llc | Promoter |
| Gene Weil | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10020