Form D · Other Investment Fund
World Monitor Trust III - Series J
Rye Brook, NY · CIK 0001345991
Offering snapshot reported Jul 15, 2013 · SEC filing
- Reported sold
- $77.2M Indefinite offering
- Investors reported
- 1,671 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jan 2, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$79,718,374 → $77,197,022
- Reported investors2,502 → 1,671
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 15, 2013 | Amendment | $77,197,022 | -$2,521,352vs Jun 22, 2012 | 1,671 | SEC filing |
| Jul 23, 2012 | Amendment | $79,718,374 | $0vs Jun 22, 2012 | 2,502 | SEC filing |
| Jun 22, 2012 | Initial | $79,718,374 | No comparison | 2,502 | SEC filing |
| Jun 8, 2011 | Amendment | $3,264,354 | -$150,004,989vs Aug 5, 2009 | 2,502 | SEC filing |
| Aug 5, 2009 | Initial | $153,269,343 | No comparison | 0 | SEC filing |
| Jan 13, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-180185
The Trust pays to Kenmar Securities Inc., the leading selling agent of the Trust, a sales commission, monthly in arrears, equal to 1/12th of 1% (1% per annum) of the net asset value per unit of the outstanding units as of the beginning of each month.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Kenmar Securities Inc. | 29375 |
Source: Form D, filed Jul 15, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lawrence Steven Block | Executive |
| Marc Steven Goodman | Executive |
| Esther Eckerling Goodman | Executive |
| Maureen Danielle Howley | Executive |
| Lisa Litow Roitman | Executive |
| Kenneth Andrew Shewer | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Rye Brook, NY, 10573