Form D · Other Health Care
WORLD HEART CORP
Salt Lake City, UT · CIK 0001024520
Offering snapshot reported Oct 26, 2010 · SEC filing
- Reported sold
- $25.3M Offering amount: $25.3M
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 13, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 26, 2010 | Initial | $25,300,002 | No comparison | 34 | SEC filing |
| Feb 3, 2010 | Initial | $7,306,439 | No comparison | 14 | SEC filing |
| Sep 12, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 26, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 6, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $1.01M (estimated)
- Form D file number
- 021-149587
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Lazard Capital Markets LLC | 134736 | |
| Wedbush Securities Inc. | 877 |
Source: Form D, filed Oct 26, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Morgan R. Brown | Executive |
| Jeani Delagardelle | Director |
| Michael Sumner Estes | Director |
| Michael Sumner Estes, Ph.D. | Director |
| William C Garriock | Director |
| Anders D Hove | Director |
| Jal S. Jassawalla | Executive |
| Eugene B. Jones | Director |
| Pratap Khanwilkar | Executive |
| John Alexander Martin | Director, Executive |
| Austin Marxe | Director |
| Phillip J Miller | Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
4750 Wiley Post Way Suite 120
Salt Lake City, UT, 84116
Salt Lake City, UT, 84116