Form D · Other Banking and Financial Services
WOODSTOCK HOLDINGS INC.
Woodstock, GA · CIK 0001095373
Offering snapshot reported Aug 14, 2018 · SEC filing
- Reported sold
- $75K Offering amount: $2.5M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $20K Reported outside-investor minimum
- First sale
- Jul 31, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 1
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 14, 2018 | Amendment | $75,000 | No comparison | 1 | SEC filing |
| Jul 17, 2018 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jul 3, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Apr 13, 2017 | Initial | $130,000 | No comparison | 2 | SEC filing |
| Apr 7, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Aug 12, 2016 | Amendment | $317,500 | $127,500vs Oct 29, 2015 | 14 | SEC filing |
| Oct 29, 2015 | Amendment | $190,000 | $100,000vs Jul 14, 2015 | 10 | SEC filing |
| Jul 14, 2015 | Amendment | $90,000 | $30,000vs Mar 24, 2015 | 7 | SEC filing |
| Mar 24, 2015 | Amendment | $60,000 | $10,000vs Mar 4, 2015 | 4 | SEC filing |
| Mar 4, 2015 | Amendment | $50,000 | $20,000vs Feb 17, 2015 | 3 | SEC filing |
| Feb 17, 2015 | Initial | $30,000 | No comparison | 2 | SEC filing |
| Sep 28, 2012 | Initial | $815,000 | No comparison | 14 | SEC filing |
Offering details
- Securities
- Equity, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $250K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-316004
Common Stock and Common Stock Warrants
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Woodstock Financial Group, Inc. | 38095 |
Source: Form D, filed Aug 14, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Anthony Branca | Director |
| Morris L. Brunson | Director |
| Geoffrey T Chalmers | Director |
| Richard Jankus | Director |
| Gene Langmesser | Director |
| William J. Raike Iii | Director, Executive |
| William Jasper Raike, Iii | Director, Executive, Promoter |
| Melissa L. Whitley | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
117 Towne Lake Parkway Suite 200
Woodstock, GA, 30188
Woodstock, GA, 30188