Form D · Other Real Estate

WNC Tax Credits 37, LLC

Irvine, CA · CIK 0001451788

Offering snapshot reported Apr 9, 2010 · SEC filing

Reported sold
$5.41M
Offering amount: $6M
Investors reported
87
Form D · investor count
Minimum accepted
$54K
Reported outside-investor minimum
First sale
Apr 23, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.7M$5.41MMay 7, 2009: $61,000.00May 7, 2009Jun 26, 2009: $963,000.00Oct 9, 2009: $2,008,000.00Oct 9, 2009Mar 16, 2010: $5,260,000.00Apr 9, 2010: $5,407,000.00Apr 9, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$61,000 → $5,407,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 9, 2010Amendment$5,407,000$5,346,000vs May 7, 200987SEC filing
Mar 16, 2010Amendment$5,260,000$5,199,000vs May 7, 200983SEC filing
Oct 9, 2009Amendment$2,008,000$1,947,000vs May 7, 200931SEC filing
Jun 26, 2009Amendment$963,000$902,000vs May 7, 200914SEC filing
May 7, 2009Initial$61,000No comparisonNot reportedSEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$378K
Finders' fees
$0
Form D file number
021-130735
Issuer has terminated the offering.
limited liability company interests

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
WNC Capital Corporation36174WNC Capital Corporation · CRD 36174
FSC Securities Corporation7461FSC Securities Corporation · CRD 7461
Berthel, Fisher & Company Financial Services, Inc.13609Berthel, Fisher & Company Financial Services, Inc. · CRD 13609
VSR Financial Services, Inc.14503VSR Financial Services, Inc. · CRD 14503
Lisa M. Lyons2086482Royal Alliance Associates, Inc. · CRD 23131
Securities America, Inc.10205Securities America, Inc. · CRD 10205
Robert S. Butkus1546498NPB Financial Group, LLC · CRD 137743
James A. Brewer854802CFD Investments, Inc. · CRD 25427
Matthew P. Bonito4587140CFD Investments, Inc. · CRD 25427
SagePoint Financial, Inc.133763SagePoint Financial, Inc. · CRD 133763
Haynes L. Kendell, Jr.1274737Independent Financial Group, LLC · CRD 7717
David G. Elhoff855864Independent Financial Group, LLC · CRD 7717
Steven W. Kraut1091154Independent Financial Group, LLC · CRD 7717
Donald H. Robinson1282101Crown Capital Securities, L.P. · CRD 6312
Donald G. Drakulich1032020Intervest International Equities Corporation · CRD 20289
Kurt T. Mortenson1672826World Equity Group, Inc. · CRD 29087
Gary L Flater1049132MCL Financial Group, Inc. · CRD 41180
Daniel L. Korth2308456World Equity Group, Inc. · CRD 29087
Richard A. McCollam1419048Royal Alliance Associates, Inc. · CRD 23131
Kathleen J. Tarr4215307Royal Alliance Associates, Inc. · CRD 23131

Source: Form D, filed Apr 9, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kay L. Cooper Director
Jennifer E. Cooper Director
Wilfred N. Cooper, Jr. Director, Executive
Wilfred N. Cooper, Sr. Director
Michael J. Gaber Executive
Sylvester P. Garban Executive
Wnc & Associates, Inc. Na Promoter
Wnc Housing Tax Credits Manager, Llc Na Promoter
Thomas J. Riha Executive
David N. Shafer Executive
Melanie Wenk Executive
Na Wnc & Associates, Inc. Promoter
Na Wnc Housing Tax Credits Manager, Llc Promoter

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
17782 Sky Park Circle
Irvine, CA, 92614