Form D · Other

WMS Susquehanna Fund, L.L.C.

Baltimore, MD · CIK 0001474184

Offering snapshot reported Oct 14, 2009 · SEC filing

Reported sold
$42.4M
Offering amount: $100M
Investors reported
90
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Sep 26, 2006
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 90

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 14, 2009InitialYet to sellNo comparison0SEC filing
Oct 14, 2009Amendment$42,430,497No comparison90SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-135282

Source: Form D, filed Oct 14, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WMS SUSQUEHANNA FUND, LLC - TRANCHE 1

Investment adviser: WMS PARTNERS, LLC

Gross asset value
$0
Beneficial owners
57
ADV minimum commitment
$50K

Reported in Form ADV on Mar 31, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor SC&H GROUP, LLC SPARKS, Maryland, United States
Custodian BB&T CORPORATION WINSTON-SALEM, North Carolina, United States Related to adviser: No
Custodian MANUFACTURERS AND TRADERS TRUST COMPANY BUFFALO, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

SC&H GROUP, LLC
PCAOB 2297

Filing source

Form ADV 1485513 · Mar 31, 2021 · Schedule D 7.B.(1), fund 805-5790451711

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Timothy W. Chase Promoter
David M. Citron Promoter
Martin J. Eby Promoter
1 1 Wms Partners Llc Promoter

Issuer details

Industry: Other (See others in industry)

Address:
305 Washington Avenue Suite 200
Baltimore, MD, 21204-4740