Form D · Other

WMS Chestnut Fund, LLC

Towson, MD · CIK 0001532096

Offering snapshot reported Oct 19, 2017 · SEC filing

Reported sold
$42.7M
Offering amount: $100M
Investors reported
85
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 31, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$21.4M$42.7MOct 26, 2011Oct 17, 2014: $40,763,000.00Oct 17, 2014Oct 7, 2015: $41,888,000.00Oct 4, 2016: $42,388,000.00Oct 4, 2016Oct 19, 2017: $42,721,710.00Oct 19, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$42,388,000 → $42,721,710

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 19, 2017Amendment$42,721,710$333,710vs Oct 4, 201685SEC filing
Oct 4, 2016Amendment$42,388,000$500,000vs Oct 7, 201585SEC filing
Oct 7, 2015Amendment$41,888,000$1,125,000vs Oct 17, 201484SEC filing
Oct 17, 2014Amendment$40,763,000No comparison81SEC filing
Oct 26, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-167845
LLC Membership Interests

Source: Form D, filed Oct 19, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WMS CHESTNUT FUND, LLC - PORTFOLIO 1

Investment adviser: WMS PARTNERS, LLC

Gross asset value
$0
Beneficial owners
9
ADV minimum commitment
$150K

Reported in Form ADV on Mar 31, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor SC&H GROUP, LLC SPARKS, Maryland, United States
Custodian BB&T CORPORATION WINSTON-SALEM, North Carolina, United States Related to adviser: No
Custodian MANUFACTURERS AND TRADERS TRUST COMPANY BUFFALO, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

SC&H GROUP, LLC
PCAOB 2297

Filing source

Form ADV 1485513 · Mar 31, 2021 · Schedule D 7.B.(1), fund 805-8645269055

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Timothy W. Chase Promoter
David M. Citron Promoter
Martin J. Eby Promoter
1 1 Wms Partners, Llc Promoter

Issuer details

Industry: Other (See others in industry)

Address:
1 Olympic Place 8 Th Floor
Towson, MD, 21204