Form D · Other

WMS Allegheny Fund, LLC

Towson, MD · CIK 0001587164

Offering snapshot reported Sep 26, 2014 · SEC filing

Reported sold
$30.4M
Offering amount: $100M
Investors reported
40
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Sep 26, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 40

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 26, 2014Amendment$30,350,000No comparison40SEC filing
Sep 27, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-203627
Limited Liability Company Membership Interests

Source: Form D, filed Sep 26, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WMS ALLEGHENY FUND, LLC TRANCHE 1

Investment adviser: WMS PARTNERS, LLC

Gross asset value
$2.93M
Beneficial owners
39
ADV minimum commitment
$500K

Reported in Form ADV on Dec 2, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor SC&H GROUP, LLC SPARKS, Maryland, United States
Custodian MANUFACTURERS AND TRADERS TRUST COMPANY BUFFALO, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 956982 · Dec 2, 2015 · Schedule D 7.B.(1), fund 805-2482941624

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Timothy W. Chase Promoter
David M. Citron Promoter
Martin J. Eby Promoter
. Wms Partners, Llc Promoter

Issuer details

Industry: Other (See others in industry)

Address:
Towson City Center 1 Olympic Place, 8 Th Floor
Towson, MD, 21204-4740