Form D · Hedge Fund

WMD Structured Products Fund, LP

Santa Barbara, CA · CIK 0001567002

Offering snapshot reported Jan 17, 2013 · SEC filing

Reported sold: $40.1M
Investors reported: 2
Minimum accepted: $1M
First sale: Jul 1, 2012

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 17, 2013	Initial	$40,125,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-190475

Limited Partnership Interests.

Source: Form D, filed Jan 17, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WMD STRUCTURED PRODUCTS FUND, LP

Investment adviser: WMD ASSET MANAGEMENT, LLC

Gross asset value: $705K
Beneficial owners: 8
ADV minimum commitment: $1M

Reported in Form ADV on Nov 11, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States

Custodian DEUTSCHE BANK AG SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH SANTA BARBARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 851665 · Nov 11, 2014 · Schedule D 7.B.(1), fund 805-1448653845

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Dennis Carlton	Promoter
William Daugherty	Promoter
Michael Thomas	Promoter
N/A Wmd Asset Management, Llc	Promoter
N/A Wmd Structured Products Gp, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

559 San Ysidro Road Suite I
Santa Barbara, CA, 93108