Form D · Hedge Fund

WMD Silver Offshore L.P.

Santa Barbara, CA · CIK 0001536814

Offering snapshot reported Sep 12, 2014 · SEC filing

Reported sold
$67M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$33.5M$67MDec 12, 2011: $52,001,000.00Dec 12, 2011Jan 14, 2013: $67,001,000.00Jan 14, 2013Sep 12, 2014: $67,000,000.00Sep 12, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$67,001,000 → $67,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 12, 2014Amendment$67,000,000-$1,000vs Jan 14, 20133SEC filing
Jan 14, 2013Amendment$67,001,000$15,000,000vs Dec 12, 20113SEC filing
Dec 12, 2011Initial$52,001,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-169892

Source: Form D, filed Sep 12, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WMD SILVER OFFSHORE L.P.

Investment adviser: WMD ASSET MANAGEMENT, LLC

Gross asset value
$7.45M
Beneficial owners
4
ADV minimum commitment
$0

Reported in Form ADV on Sep 10, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States
Custodian PRINSBANK PRINSBURG, Minnesota, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Filing source

Form ADV 1234334 · Sep 10, 2018 · Schedule D 7.B.(1), fund 805-6628784954

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dennis E. Carlton Executive
William M. Daugherty Executive
Llc Gi Silver Offshore, Promoter
N/A Gi Silver Offshore, Llc Executive
Michael D. Thomas Executive
Llc Wmd Asset Management, Promoter
N/A Wmd Asset Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
559 San Ysidro Road Suite I
Santa Barbara, CA, 93108